Powers G. Rowland
Professional summary
Powers Glenn Rowland, who also goes by Glenn Powers Rowland, is a registered financial professional currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California.
Powers is registered as a RR (Registered Representative) and started their career in finance in 1989. Powers has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 50, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Powers Glenn Rowland's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2020 - Present
INSTITUTIONAL BOND NETWORK, LLC
Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360January 25, 2016 - October 1, 2020
PROSPERA FINANCIAL SERVICES, INC.
August 8, 2005 - January 26, 2016
STONEX SECURITIES INC.
October 25, 2004 - August 8, 2005
STERNE, AGEE & LEACH, INC.
October 19, 2001 - October 27, 2004
RYAN BECK & CO.
February 9, 2001 - October 24, 2001
JOSEPHTHAL & CO., INC.
March 4, 1996 - February 16, 2001
MARION BASS SECURITIES CORPORATION
October 4, 1989 - March 4, 1996
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2020)
(1/5/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INSTITUTIONAL BOND NETWORK, LLC
CRD#: 187515 / SEC#: , 8-69609
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAGGE, ERIK NICHOLAS | SENIOR PARTNER, MUNI PRINCIPAL | 3244703 |
| DICKINSON, MARTIN JOHN | OWNER | 1352810 |
| NATALE, CHRISTOPHER JOHN | MANAGING MEMBER & PROPRIETARY TRADER | 4870483 |
| SWEENEY, PATRICK WILLIAM | OWNER | 1350182 |
| ACTON STROIA FAMILY TRUST | TRUST | |
| ACTON, BRIAN LEONARD | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8167174 |
| CLARK, CATHERINE MARIAN | CHIEF COMPLIANCE OFFICER | 4384961 |
| GILMAN, ROBERT CRAIG | FINOP/CFO/PFO/POO | 1738412 |
| KNIPPA, GARY LOUIS | INVESTOR | 8167504 |
| MATHENY, GREGORY SCOTT | INVESTOR | 8167208 |
| NGUYEN, HOAN-VU TRAN | INVESTOR | 8163339 |
| O'MARA, CHRISTOPHER ROY | PROPRIETARY TRADER | 1657262 |
| RUFFIER, WILLIAM EUGENE | INVESTOR | 8167148 |
| STROIA, SHARON MARIE | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8168236 |
Red Flags
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Company Information
INSTITUTIONAL BOND NETWORK, LLC
CRD#: 187515Thousand Oaks, CA 91360TRUST BUT VERIFY
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