Powers Glenn Rowland
Professional Summary
Powers Glenn Rowland, who also goes by Glenn Powers Rowland, is a registered financial advisor currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California. Powers is registered as a RR (Registered Representative) and started their career in finance in 1989. Powers has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 50, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Glenn Powers Rowland
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Contact Information
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARBITRAGE MANAGEMENT GROUP | INSTITUTIONAL BOND NETWORK, LLC
Contact Information
Main Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360Mailing Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360Phone Number
(805) 402-2541Established
Delaware since 01/27/2025Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAGGE, ERIK NICHOLAS | SENIOR PARTNER, MUNI PRINCIPAL | 3244703 |
| DICKINSON, MARTIN JOHN | OWNER | 1352810 |
| NATALE, CHRISTOPHER JOHN | MANAGING MEMBER & PROPRIETARY TRADER | 4870483 |
| SWEENEY, PATRICK WILLIAM | OWNER | 1350182 |
| ACTON STROIA FAMILY TRUST | TRUST | — |
| ACTON, BRIAN LEONARD | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8167174 |
| CLARK, CATHERINE MARIAN | CHIEF COMPLIANCE OFFICER | 4384961 |
| GILMAN, ROBERT CRAIG | FINOP/CFO/PFO/POO | 1738412 |
| MATHENY, GREGORY SCOTT | INVESTOR | 8167208 |
| NGUYEN, HOAN-VU TRAN | INVESTOR | 8163339 |
| O'MARA, CHRISTOPHER ROY | PROPRIETARY TRADER | 1657262 |
| RUFFIER, WILLIAM EUGENE | INVESTOR | 8167148 |
| STROIA, SHARON MARIE | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8168236 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2020)
(1/5/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1989About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Powers Glenn Rowland's CRS (Customer Relationship Summary).
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