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Vincent Michael Bruno

SPENCER-WINSTON SECURITIES
NEW YORK, NY
·CRD# 1845833·36 years experience

Professional Summary

Vincent Michael Bruno, who also goes by VIncent M Bruno, is a registered financial advisor currently at SPENCER-WINSTON SECURITIES CORPORATION located in New York, New York and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey. Vincent is registered as a RR (Registered Representative) and started their career in finance in 1990. Vincent has worked at 19 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent M Bruno

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

SPENCER-WINSTON SECURITIES CORPORATION·CRD# 8300
BD
45 West 47th Street Suite 402, New York, NY 10036-2825
March 30, 2015 - Present
NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
September 2, 2025 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.·CRD# 3001
BD
San Clemente, CA
April 1, 2025 - October 20, 2025
CIM SECURITIES, LLC·CRD# 120852
BD
Wall Township, NJ
November 15, 2023 - November 14, 2024
SPRINKLEBROKERAGE, INC.·CRD# 285216
BD
San Diego, CA
June 29, 2023 - October 31, 2023
CRITO CAPITAL LLC·CRD# 161724
BD
New York, NY
April 5, 2023 - March 26, 2025
AEON CAPITAL INC·CRD# 164004
BD
Middletown, NJ
April 25, 2018 - March 6, 2023
WYNSTON HILL CAPITAL, LLC·CRD# 103811
BD
Shrewsbury, NJ
January 30, 2018 - May 4, 2018
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
New York, NY
May 11, 2015 - July 6, 2015
PHX FINANCIAL, INC.·CRD# 144403
BD
New York, NY
September 2, 2014 - December 9, 2014
SPENCER-WINSTON SECURITIES CORPORATION·CRD# 8300
BD
New York, NY
May 13, 2014 - June 27, 2014
CHARLES VISTA LLC·CRD# 132650
BD
Staten Island, NY
February 8, 2013 - June 24, 2013
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
September 4, 2009 - August 21, 2012
GARDEN STATE SECURITIES, INC.·CRD# 10083
BD
Wall Twp, NJ
November 18, 2005 - September 30, 2009
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Iselin, NJ
July 1, 2002 - November 9, 2005
SSI SECURITIES CORP.·CRD# 8275
BD
Boca Raton, FL
May 8, 1998 - January 25, 2001
EARLYBIRDCAPITAL, INC.·CRD# 28629
BD
Melville, NY
May 8, 1998 - June 28, 2002
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
January 13, 1992 - September 17, 2001
CITICORP SECURITIES SERVICES, INC.·CRD# 15387
BD
New York, NY
March 20, 1990 - April 5, 1990
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
March 20, 1990 - January 13, 1992

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Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: 8-29471
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone Number

(732) 758-9001

Established

Texas since 03/15/1983

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER—
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event

22

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2014About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2003About the Series 53 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Vincent Michael Bruno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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