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William Richard Hunt Jr

NETWORK 1 FINANCIAL ADVISORS
RED BANK, NJ
·CRD# 830575·50 years experience

Professional Summary

William Richard Hunt JR is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Red Bank, New Jersey and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. William has worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, Series 57TO, Series 99TO,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

NETWORK 1 FINANCIAL ADVISORS INC.·CRD# 121239
RIA
Red Bank, NJ
May 30, 2003 - Present
NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
April 6, 1988 - Present
NETWORK 1 FINANCIAL ADVISORS INC.·CRD# 121239
RIA
Red Bank, NJ
February 19, 2003 - December 31, 2025
JONATHAN ALAN & CO., INC.·CRD# 15914
BD
March 11, 1988 - August 2, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.·CRD# 14583
BD
August 22, 1986 - March 21, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
December 2, 1976 - September 2, 1986

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Current Firm

N1
NETWORK 1 FINANCIAL ADVISORS INC.

NETWORK 1 FINANCIAL ADVISORS INC.

CRD#: 121239
Colorado
Registered Investment Advisory firm - Colorado (4/18/2016 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/5/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (5/30/2003 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (1/2/2026 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (11/10/1998 Approved)
New York
Registered Investment Advisory firm - New York (8/3/2026 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (4/14/2026 Approved)
Oregon
Registered Investment Advisory firm - Oregon (7/15/2026 Approved)
Texas
Registered Investment Advisory firm - Texas (1/30/2026 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Red Bank, NJ

Phone Number

(732) 758-9001

# of Employees

17

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

101

AUM (Assets Under Management)

$50,996,099

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
ConnecticutERA - Withdrawn1/2/2026
FloridaERA - Withdrawn1/2/2026
GeorgiaERA - Withdrawn1/2/2026
LouisianaERA - Withdrawn1/2/2026
New JerseyERA - Withdrawn1/2/2026
New YorkERA - Withdrawn1/2/2026
North CarolinaERA - Withdrawn1/2/2026
OregonERA - Withdrawn1/2/2026
PennsylvaniaERA - Withdrawn1/2/2026
TexasERA - Withdrawn1/2/2026

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1: NETWORK 1 FINANCIAL CHINA, INC., 2 BRIDGE AVE., STE. 241, RED BANK, NJ 07701. INV-RELATED. MULTI-LEVEL NETWKING w/ENTITIES IN CHINA TO OFFER ACCESS TO CHINESE-BASED COS.TO US MKT. SECRETARY. START: 5/22/12. NO TIME IS CURRENTLY DEVOTED TO THIS BUSINESS EITHER DURING OR OUTSIDE OF NORMAL TRADING HOURS. WILL FORM STRATEGIC RELATIONSHIPS w/ENTITIES IN CHINA TO OPEN WINDOW INTO PRIVATIZATION OPPTYNS. & OTHER OPPTYNS. FOR AFFILIATES OF NETW1 FIN GRP, INC. 2: NETWORK 1 FINANCIAL GROUP, INC., 2 BRIDGE AVE., STE. 241, RED BANK, NJ 07701. INV-RELATED. BUS. STRATEGY HOLDING CO. THROUGH ITS SUBSIDIARY NETW1 FIN SEC, INC.SEC'Y. START 6/9/2009. DEVOTE APPROX. 80 HRS/MO. DURING SEC TRADING HRS. 0 HRS. DEVOTED DURING NON-SEC TRADING HRS. ACTING ACCTNG. PERSON/SECRETARIAL DUTIES. 3: NETWORK 1 FINANCIAL ASSURANCE, 2 BRIDGE AVE., STE. 241., RED BANK, NJ 07701. INV-RELATED. LIFE INS., VAR. ANNUITIES. VP, CFO, AGT. START:5/5/1998. DEVOTE APPROX 20 HRS/MO DURING SEC TRADING HRS. 0 HRS DEVOTED DURING NON-SEC TRADING HRS. SALES. 4: NATIONAL FINANCIAL SERVICES GROUP, INC., 2 BRIDGE AVE., STE. 241, RED BANK, NJ, INV-RELATED. PRIV. INV TIME SHARE. ACTING PRESIDENT, CFO. START:2/10/1993. DEVOTE APPROX 2 HRS DURING SEC TRADING HRS. 0 HRS DEVOTED DURING NON-TRADING HRS. CFO. 5: NETWORK 1 FINANCIAL ADVISORS, INC. INV-RELATED. 2 BRIDGE AVE., RED BANK, NJ. START: 9/29/2000. INV ADV. CO-FDR SHAREHOLDER, PRES/DIR, & INV ADV REP. 40 HRS/MO DURING TRADING HRS. 0 HOURS DURING NON-TRADING HRS. BUY WRITE PROG USING OPTIONS TO ENHANCE YIELDS, SEI USED TO MANAGE ASSETS. 6: SHARK RIVER INV, LLC, 2 BRIDGE AVE., STE.241, RED BANK, NJ 07701. INV-RELATED. PRIV INV RENTAL PROP. MEMBER/INVESTOR.START:12/18/2002. DEVOTE APPROX. 10 HRS/MO. DURING SEC TRADING HRS. 0 HRS DURING NON-SEC TRADING HRS. PRIVATE INV RENTAL PROP. 7: BORAIE REALTY, 257 LIVINGSTON AVE NEW BRUNSWICK NJ 08901. NON-INV-RELATED. REAL ESTATE. REAL ESTATE AGT. START:5/1993. 0 HOURS DEVOTED DURING TRADING HRS. APPROX 1 HR/MO. AFTER TRADING HRS. REAL ESTATE. 8: WD CLEARING CORP., 2 BRIDGE AVE, STE 241, RED BANK, NJ 07701. START:5/30/2017. INV-RELATED. INV. IN CLEARING FIRM. PRES. PROCESSING & IMPLEM. OF BUS PLAN. NO TIME IS CURRENTLY DEVOTED TO THIS BUSINESS EITHER DURING OR OUTSIDE OF NORMAL TRADING HOURS

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/14/2007)
RR
Arizona
(8/18/2015)
RR
Arkansas
(10/3/2007)
RR
California
(9/15/1988)
RR
Colorado
(2/2/1998)
RR
Connecticut
(9/15/1988)
IAR
Connecticut
(1/5/2026)
RR
Delaware
(8/13/2007)
RR
District of Columbia
(8/27/2007)
RR
Florida
(4/11/1988)
IAR
Florida
(5/30/2003)
RR
Georgia
(10/16/1995)
RR
Hawaii
(10/1/2007)
RR
Idaho
(8/11/2016)
RR
Illinois
(8/14/2007)
RR
Indiana
(3/31/2004)
RR
Iowa
(1/15/2013)
RR
Kansas
(3/13/2013)
RR
Kentucky
(8/10/2007)
RR
Louisiana
(8/10/2007)
IAR
Louisiana
(1/5/2026)
RR
Maryland
(7/15/1997)
RR
Massachusetts
(8/13/2007)
RR
Michigan
(8/16/2007)
RR
Minnesota
(8/10/2007)
RR
Mississippi
(8/17/2007)
RR
Montana
(5/10/2004)
RR
Nebraska
(8/14/2007)
RR
Nevada
(8/15/2007)
RR
New Jersey
(8/3/1988)
IAR
New Jersey
(1/5/2026)
RR
New York
(6/30/1988)
IAR
New York
(8/3/2026)
RR
North Carolina
(8/13/2007)
IAR
North Carolina
(4/14/2026)
RR
North Dakota
(2/27/2013)
RR
Ohio
(9/10/2007)
RR
Oklahoma
(8/15/2007)
RR
Oregon
(8/22/2007)
IAR
Oregon
(7/27/2026)
RR
Pennsylvania
(9/15/1988)
RR
Puerto Rico
(8/10/2007)
RR
Rhode Island
(5/3/2004)
RR
South Carolina
(8/15/2007)
RR
South Dakota
(2/23/2015)
RR
Tennessee
(8/28/2007)
RR
Texas
(8/17/2007)
IAR
Texas
(1/30/2026)
RR
Utah
(8/31/2007)
RR
Vermont
(9/10/2007)
RR
Virginia
(8/10/2007)
RR
Washington
(8/10/2007)
RR
West Virginia
(8/13/2007)
RR
Wisconsin
(10/21/1999)
RR
Wyoming
(8/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Nov 1976About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2004About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Feb 1994About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1987About the Series 4 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view William Richard Hunt JR's CRS (Customer Relationship Summary).

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