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Damon Domenic Testaverde

NETWORK 1 FINANCIAL SECURITIES
RED BANK, NJ
·CRD# 444453·57 years experience

Professional Summary

Damon Domenic Testaverde, who also goes by Damon D. Testaverde, is a registered financial advisor currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey. Damon is registered as a RR (Registered Representative) and started their career in finance in 1969. Damon has worked at 9 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, Series 79TO, SIE, Series 1, F04 and Series 40 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Damon D. Testaverde

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
September 7, 1994 - Present
NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
July 12, 1994 - September 7, 1994
F.N. WOLF & CO., INC.·CRD# 13051
BD
September 24, 1991 - July 19, 1994
F.N. WOLF & CO., INC.·CRD# 13051
BD
April 10, 1991 - July 19, 1994
R.H.DAMON & CO., INC.·CRD# 23091
BD
November 23, 1988 - March 8, 1991
F.N. WOLF & CO., INC.·CRD# 13051
BD
November 3, 1986 - December 31, 1988
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
June 30, 1986 - October 27, 1986
S. D. COHN & CO.·CRD# 735
BD
July 12, 1983 - June 30, 1986
UNIFIED SECURITIES CORPORATION·CRD# 8024
BD
August 13, 1981 - October 12, 1983
S. D. COHN & CO.·CRD# 735
BD
December 1, 1980 - December 28, 1982
BROADCHILD SECURITIES CORP.·CRD# 7702
BD
October 24, 1978 - December 1, 1980
O'NEILL & FELDMAN, INC.·CRD# 7079
BD
April 5, 1976 - May 8, 1978
INVERNESS DISTRIBUTORS, INC.·CRD# 2312
BD
September 9, 1969 - August 30, 1973

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Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: 8-29471
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone Number

(732) 758-9001

Established

Texas since 03/15/1983

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER—
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event

22

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/9/1995)
RR
Arizona
(2/7/2017)
RR
California
(9/29/1994)
RR
Colorado
(9/7/1994)
RR
Connecticut
(10/18/1994)
RR
District of Columbia
(2/3/2017)
RR
Florida
(12/7/1998)
RR
Georgia
(9/7/1994)
RR
Illinois
(9/7/1994)
RR
Indiana
(2/3/2017)
RR
Louisiana
(2/3/2017)
RR
Maryland
(9/7/1994)
RR
Massachusetts
(9/7/1994)
RR
Michigan
(9/7/1994)
RR
Minnesota
(2/3/2017)
RR
Mississippi
(2/6/2017)
RR
Nevada
(8/21/2014)
RR
New Jersey
(9/7/1994)
RR
New Mexico
(6/2/2021)
RR
New York
(9/7/1994)
RR
North Carolina
(3/19/1997)
RR
Ohio
(5/29/2014)
RR
Oklahoma
(2/7/2017)
RR
Oregon
(2/21/2017)
RR
Pennsylvania
(10/19/1994)
RR
South Carolina
(2/10/2017)
RR
South Dakota
(3/3/2015)
RR
Tennessee
(7/9/2013)
RR
Texas
(9/7/1994)
RR
Utah
(4/10/2017)
RR
Virginia
(9/7/1994)
RR
Washington
(10/25/1999)
RR
Wisconsin
(10/18/2001)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1984About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Sep 1969

F04 — Financial Principal Examination

Passed Apr 1976

Series 40 — Registered Principal Examination

Passed Mar 1976
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Damon Domenic Testaverde's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DT
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