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David Todd Ketsdever

LA HONDA ADVISORS
PALO ALTO, CA
·CRD# 1772891·39 years experience

Professional Summary

David Todd Ketsdever is a registered financial advisor currently at LA HONDA ADVISORS LLC located in Palo Alto, California. David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 10 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

LA HONDA ADVISORS LLC·CRD# 165045
BD
1. 855 El Caminom Real, Bldg 4 Suite 272, Palo Alto, CA 943012. 770 Menlo Avenue, Suite 230, Menlo Park, CA 94025
July 15, 2013 - Present
NOLAN SECURITIES CORP.·CRD# 27984
BD
Monterey, MA
August 18, 2011 - October 25, 2013
COWEN AND COMPANY·CRD# 7616
BD
San Francisco, CA
August 10, 2007 - April 11, 2011
SVB ALLIANT·CRD# 121455
BD
Palo Alto, CA
November 30, 2004 - July 13, 2007
EAST PEAK ADVISORS, LLC·CRD# 119977
BD
Greenbrae, CA
May 7, 2004 - November 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 6, 2000 - March 1, 2002
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - August 3, 1998
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
July 6, 1992 - October 1, 1997
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
August 16, 1991 - May 15, 1992
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
November 25, 1987 - August 2, 1989

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Current Firm

LH
LA HONDA ADVISORS LLC

LA HONDA ADVISORS LLC

CRD#: 165045 / SEC#: 8-69130
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

770 Menlo Avenue, Suite 230, Menlo Park, CA 94025

Mailing Address

83 Marymont Ave., Atherton, CA 94027

Phone Number

(650) 400-1068

Established

California since 09/20/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KETSDEVER, DAVID TODDMEMBER, EXECUTIVE REPRESENTATIVE1772891
LEVENSON, JULIE JOMEMBER, CCO2087780
SMITH, EDWARD MERRILLFINOP CFO3143679

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David Todd Ketsdever's CRS (Customer Relationship Summary).

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