Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT

Burlingame, CA 94010

Some features on this profile are disabled

CRD#: 4524172

Professional summary

Bugra Bakan, CFP® is a registered financial advisor currently at OCCIDENTAL ASSET MANAGEMENT, LLC located in Burlingame, California.

Bugra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Bugra has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Debt Management

Tax Planning

Insurance Planning

Retirement Planning

Investment Planning

Education Planning

Employee and Employer Plan Ben...

Estate Planning

Do you have an area of expertise or specialization?

AUM

Financial Psychology/Coaching

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

Retirement Plan Investment Adv...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bugra Bakan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

December 11, 2020 - Present

OCCIDENTAL ASSET MANAGEMENT, LLC

Office #1: 301 California Drive #9, Burlingame, CA 94010

RIA

CRD#: 168650

Burlingame, CA

Past

January 11, 2011 - November 22, 2020

SHIELD WEALTH MANAGEMENT

RIA

CRD#: 155499

SAUSALITO, CA

Past

April 25, 2006 - June 11, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SAN RAFAEL, CA

Past

May 17, 2005 - June 11, 2007

TD AMERITRADE, INC.

RIA

CRD#: 7870

SAN RAFAEL, CA

Past

May 17, 2005 - June 11, 2007

TD AMERITRADE, INC.

CRD#: 7870

SAN RAFAEL, CA

Past

July 6, 2004 - May 31, 2005

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SAN FRANCISCO, CA

Past

June 2, 2004 - May 31, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

May 1, 2002 - October 25, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCCIDENTAL ASSET MANAGEMENT, LLC

OCCAM | YOUR MENTAL WEALTH ADVISORS | YMW ADVISORS | OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650 / SEC#: 801-78516

RIA

Registered Investment Advisory firm - (9/6/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/11/2020)

IAR

Texas
(12/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/2/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

OCCAM | YOUR MENTAL WEALTH ADVISORS | YMW ADVISORS | OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650 / SEC#: 801-78516

RIA

Registered Investment Advisory firm - (9/6/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

301 California Drive #9, Burlingame, CA 94010

Mailing Address

Phone number

(650) 344-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCCAM BROCHURE 202509 (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,866
AUM (Assets Under Management)	$ 953,420,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bugra Bakan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bugra Bakan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHIELD WEALTH MANAGEMENT

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

OCCIDENTAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2011

Series 66

Date: 7/2/2004

Series 63

Date: 4/23/2002

Series 7

Date: 6/1/2004

Series 6

Date: 4/30/2002

Current Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCCIDENTAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors