Ronald William Guay
CFP®Professional Summary
Ronald William Guay, CFP®, who also goes by Ronald Guay, is a registered financial advisor currently at FALCON WEALTH PLANNING, LLC located in San Jose, California. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ronald has worked at 4 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Investment Management
- Tax Planning
- Retirement Planning
- Estate & Legacy Planning
- Business Services
- Cashflow & Budgeting
- Risk Management & Insurance
Specializations
Biography
Ron Guay started his career in corporate finance at General Electric before finding his North Star and pivoting to personal financial planning over 5 years ago. He is a Managing Director with Falcon Wealth Planning where he works directly with clients and leads the team in the San Jose office. Ron helps clients align their use of capital with their goals and values to live life on their terms. As a CFP®, he is passionate...
Other Aliases
Ronald Guay
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
X (Twitter)
x.com/xxxxxx
Website
xxxxxxxxxx.xxx
YouTube Channel
youtube.com/@xxxxxx
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WELLS FARGO CLEARING SERVICES, LLC
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Disclosures on record.
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Credentials
Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
FALCON WEALTH PLANNING, INC. | FALCON WEALTH PLANNING, LLC
Contact Information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764Phone Number
(855) 963-2526# of Employees
40SEC notice filing (31 States and Territories)
Registered to provide investment advisory services in 31 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,567AUM (Assets Under Management)
$1,955,964,732Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FALCON WEALTH PLANNING, INC. | FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(3/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald William Guay's CRS (Customer Relationship Summary).
Services Offered by Ronald
- Financial Planning
- Investment Management
- Tax Planning
- Retirement Planning
- Estate & Legacy Planning
- Business Services
- Cashflow & Budgeting
- Risk Management & Insurance
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