Edward Merrill Smith
Professional Summary
Edward Merrill Smith, who also goes by Ed Smith, Edward Merrill Smith Jr, is a registered financial advisor currently at GP BULLHOUND INC. located in San Francisco, California and US ARMA PARTNERS LP located in New York, New York. Edward is registered as a RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ed Smith, Edward Merrill Smith Jr
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
KCM SECURITIES, LLC | KEYSTONE CAPITAL MARKETS
Contact Information
Main Address
20 Pacifica Suite 450, Irvine, CA 92618Mailing Address
20 Pacifica Suite 450, Irvine, CA 92618Phone Number
(949) 397-2700Established
California since 04/20/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | — |
| CAPE ADVISORY GROUP LLC | OWNER | — |
| CHIMNEY ROCK ADVISORS LLC | OWNER | — |
| CRIMSON CAPITAL LLC | OWNER | — |
| DJL CAPITAL, LLC | OWNER | — |
| KRAUTHAMER FAMILY TRUST | OWNER | — |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | — |
| SELBY CAPITAL ADVISORS LLC | OWNER | — |
| STAFFORD PARTNERS, LLC | OWNER | — |
| TRIANGLE CAPITAL LLC | OWNER | — |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/19/2010)
(8/16/2024)
(5/31/2018)
(5/31/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edward Merrill Smith's CRS (Customer Relationship Summary).
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