Michael P. Rouse

RNR SECURITIES, L.L.C.

Bronx, NY 10465

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CRD#: 1714354

Professional summary

Michael Patrick Rouse is a registered financial professional currently at RNR SECURITIES, L.L.C. located in Bronx, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2016 - Present

RNR SECURITIES, L.L.C.

Office #1: 3626 East Tremont Avenue Suite 203, Bronx, NY 10465

CRD#: 43689

Bronx, NY

Past

January 7, 2002 - October 4, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

BRONX, NY

Past

November 6, 1998 - January 7, 2002

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

December 5, 1997 - March 4, 1998

GLOBAL CAPITAL MARKETS, LLC

CRD#: 16191

MELVILLE, NY

Past

September 5, 1997 - December 15, 1997

FIRST LIBERTY INVESTMENT GROUP, INC.

CRD#: 3536

PHILADELPHIA, PA

Past

March 25, 1997 - August 26, 1997

HUNTER WORLD MARKETS, INC.

CRD#: 38755

BEVERLY HILLS, CA

Past

April 29, 1996 - September 19, 1996

HFC CAPITAL CORP.

CRD#: 30539

NEW YORK, NY

Past

October 1, 1992 - June 21, 1994

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

April 25, 1992 - October 6, 1992

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

DEERFIELD BEACH, FL

Past

October 19, 1989 - April 7, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 19, 1989 - April 7, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 23, 1988 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

HAUPPAGUE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/2/2017)

New Jersey
(2/22/2018)

New York
(10/12/2016)

Pennsylvania
(11/22/2016)

Exams

State Security Law Exam

Series 63

Date: 4/5/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RNR SECURITIES, L.L.C.

CRD#: 43689 / SEC#: , 8-50366

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

1802 Hempstead Tpke, East Meadow, NY 11554-1032

Mailing Address

1802 Hempstead Tpke, East Meadow, NY 11554-1032

Phone number

(516) 222-8875

Established

New York since 04/28/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (42 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROMEO, WILLIAM VITO	PRESIDENT/CEO	1041846
AKERMAN, ALBERT	FINANCIAL OPERATIONS PRINCIPAL	1699114
PRAINO, NANCY ANN	CCO	2438695

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Rouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Rouse's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

PRIME CAPITAL SERVICES, INC.

GLOBAL CAPITAL MARKETS, LLC

FIRST LIBERTY INVESTMENT GROUP, INC.

HUNTER WORLD MARKETS, INC.

HFC CAPITAL CORP.

FIRST ASSET MANAGEMENT, INC.

TUSCANY EQUITY MANAGEMENT CORPORATI0N

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

INVESTORS CENTER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1988

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

FINRA

Current Firm

RNR SECURITIES, L.L.C.

Contact information

FINRA licenses (42 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RNR SECURITIES, L.L.C.

TRUST BUT VERIFY

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