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Wayne Michael Coy

MD GLOBAL PARTNERS
NEW YORK, NY
·CRD# 1665279·39 years experience

Professional Summary

Wayne Michael Coy, who also goes by Wayne M Coy, Wayne Micael Coy, is a registered financial advisor currently at MD GLOBAL PARTNERS, LLC located in New York, New York. Wayne is registered as a RR (Registered Representative) and started their career in finance in 1987. Wayne has worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Wayne M Coy, Wayne Micael Coy

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MD GLOBAL PARTNERS, LLC·CRD# 140988
BD
329 E. 63rd St. Apt 3j, New York, NY 10065
March 6, 2013 - Present
THE ROCKWELL FINANCIAL GROUP, INC.·CRD# 26153
BD
Hicksville, NY
March 9, 2010 - March 25, 2011
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Jersey City, NJ
November 10, 2003 - June 16, 2008
DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
August 18, 2003 - December 1, 2003
BRILL SECURITIES, INC.·CRD# 18565
BD
New York, NY
May 1, 2003 - August 19, 2003
DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
April 21, 2003 - April 30, 2003
BRILL SECURITIES, INC.·CRD# 18565
BD
New York, NY
September 5, 2002 - April 17, 2003
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
June 3, 2002 - August 13, 2002
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
March 23, 2001 - November 1, 2001
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
September 28, 2000 - March 23, 2001
MAY, DAVIS GROUP INC.·CRD# 35622
BD
New York, NY
January 23, 1997 - September 29, 2000
MATRIX SECURITIES CORPORATION·CRD# 30991
BD
Garden City, NY
February 26, 1996 - January 22, 1997
MAY, DAVIS GROUP INC.·CRD# 35622
BD
New York, NY
November 21, 1995 - January 23, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 13, 1995 - November 17, 1995
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
July 8, 1994 - January 31, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 27, 1992 - July 7, 1994
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
January 22, 1991 - July 29, 1992
GLOBAL AMERICA INCORPORATED·CRD# 23000
BD
June 7, 1990 - February 14, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 23, 1990 - May 29, 1990
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
November 30, 1989 - February 8, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 12, 1989 - December 13, 1989
J. T. MORAN & CO., INC.·CRD# 15655
BD
September 9, 1987 - April 13, 1989
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
July 29, 1987 - September 21, 1987
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
May 21, 1987 - July 15, 1987

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Current Firm

MG
MD GLOBAL PARTNERS, LLC

BLACK CAPITAL PARTNERS, LLC | MD GLOBAL PARTNERS, LLC | MAY DAVIS PARTNERS, LLC

CRD#: 140988 / SEC#: 8-67356
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

329 E. 63rd St. Apt 3j, New York, NY 10065

Mailing Address

329 E. 63rd St. Apt 3j, New York, NY 10065

Phone Number

(917) 881-3636

Established

Delaware since 11/21/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAY, OWEN ARTHURCEO, MEMBER1404710
COY, WAYNE MICHAELCCO1665279
MILLER, JOHN STEVENSONFINOP2139980

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/28/2016)
RR
New Jersey
(4/5/2023)
RR
New York
(4/27/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Wayne Michael Coy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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