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Owen Arthur May

MD GLOBAL PARTNERS
NEW YORK, NY
·CRD# 1404710·41 years experience

Professional Summary

Owen Arthur May is a registered financial advisor currently at MD GLOBAL PARTNERS, LLC located in New York, New York. Owen is registered as a RR (Registered Representative) and started their career in finance in 1985. Owen has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MD GLOBAL PARTNERS, LLC·CRD# 140988
BD
329 E 63rd St Apt 3j, New York, NY 10065
October 29, 2007 - Present
MAY, DAVIS GROUP INC.·CRD# 35622
BD
New York, NY
June 27, 1995 - April 3, 2006
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
May 3, 1994 - June 6, 1995
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
August 16, 1991 - May 5, 1994
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
August 8, 1990 - August 16, 1991
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
November 17, 1989 - August 15, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 22, 1985 - December 13, 1989

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Current Firm

MG
MD GLOBAL PARTNERS, LLC

BLACK CAPITAL PARTNERS, LLC | MD GLOBAL PARTNERS, LLC | MAY DAVIS PARTNERS, LLC

CRD#: 140988 / SEC#: 8-67356
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

329 E. 63rd St. Apt 3j, New York, NY 10065

Mailing Address

329 E. 63rd St. Apt 3j, New York, NY 10065

Phone Number

(917) 881-3636

Established

Delaware since 11/21/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAY, OWEN ARTHURCEO, MEMBER1404710
COY, WAYNE MICHAELCCO1665279
MILLER, JOHN STEVENSONFINOP2139980

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/18/2020)
RR
New York
(11/6/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 1993About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Owen Arthur May's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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