Annelise B. Devine
Professional summary
Annelise Brittain Devine, who also goes by Annelise Brittain, Lisa Brittain, is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina and CAPITAL INVESTMENT BROKERAGE, INC. located in Raleigh, North Carolina.
Annelise is registered as a RR (Registered Representative) and started their career in finance in 1988. Annelise has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 24, Series 4 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Annelise Brittain Devine's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2010 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609August 12, 2019 - Present
CAPITAL INVESTMENT BROKERAGE, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609September 14, 2004 - April 7, 2008
IRONSTONE SECURITIES, INC.
September 14, 2004 - April 7, 2008
FIRST CITIZENS INVESTOR SERVICES, INC.
October 31, 1996 - September 7, 2004
CAPITAL INVESTMENT BROKERAGE, INC.
September 6, 1995 - September 7, 2004
CAPITAL INVESTMENT GROUP, INC.
December 8, 1994 - September 12, 1995
OSAIC FS, INC.
December 20, 1991 - December 9, 1994
ROBERT THOMAS SECURITIES, INC
September 7, 1988 - January 8, 1992
FIRST CAROLINA INVESTMENT CORP.
May 25, 1988 - October 6, 1988
ROBERT THOMAS SECURITIES, INC
February 24, 1988 - May 13, 1988
THOMSON MCKINNON SECURITIES INC.
February 23, 1988 - February 24, 1988
CAROLINA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2010)
(8/12/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CAPITAL INVESTMENT BROKERAGE, INC.
CRD#: 40657 / SEC#: , 8-49118
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CAPITAL INVESTMENT BROKERAGE, INC.
CRD#: 40657Raleigh, NC 27609TRUST BUT VERIFY
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