Daniel S. Braddock

ALMEGA WEALTH MANAGEMENT

Raliegh, NC 27615

CRD#: 7188388

Professional summary

Daniel Scott Braddock, who also goes by Scott Braddock, is a registered financial advisor currently at ALMEGA WEALTH MANAGEMENT located in Raliegh, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Braddock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCOTT BRADDOCK FINANCIAL. 8601 SIX FORKS RD., STE 400. RALEIGH NC 27615. BUSINESS: INSURANCE AGENCY. POSITION: OWNER START DATE:01/01/2003. HOURS DEVOTED PER WEEK: 32 HOURS DEVOTED PER WEEK DURING NORMAL BUSINESS HOURS: 32 DUTIES: MARKETING, INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Scott Braddock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2023 - Present

ALMEGA WEALTH MANAGEMENT

Office #1: 8601 Six Forks Road Suite 210, Raliegh, NC 27615

RIA

CRD#: 316840

Raliegh, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2021

Uniform Investment Adviser Law Examination

Current Firm

ALMEGA WEALTH MANAGEMENT

ALMEGA WEALTH MANAGEMENT | ALMEGA WEALTH MANAGEMENT LLC

CRD#: 316840 / SEC#:

Arizona

Registered Investment Advisory firm - (10/6/2021 Approved)

Florida

Registered Investment Advisory firm - (2/16/2023 Approved)

Indiana

Registered Investment Advisory firm - (4/28/2025 Approved)

Kentucky

Registered Investment Advisory firm - (11/30/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/7/2021 Approved)

Texas

Registered Investment Advisory firm - (4/11/2022 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/29/2022 Approved)

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Contact information

Main Address

8350 E. Raintree Drive, Suite 215, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 770-4700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	626
AUM (Assets Under Management)	$ 82,350,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel S. Braddock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Scott Braddock's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALMEGA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2021

Current Firm

ALMEGA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALMEGA WEALTH MANAGEMENT

TRUST BUT VERIFY

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