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FIRM PROFILE
Overview
CAPITAL INVESTMENT BROKERAGE, INC. is located at 100 E. Six Forks Road Ste 200, Raleigh, NC 27609 and was first established at Atlanta, North Carolina in 02/01/1996. After operating for 30 years, CAPITAL INVESTMENT BROKERAGE, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAPITAL INVESTMENT BROKERAGE, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CAPITAL INVESTMENT BROKERAGE, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAPITAL INVESTMENT BROKERAGE, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAPITAL INVESTMENT BROKERAGE, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAPITAL INVESTMENT BROKERAGE, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAPITAL INVESTMENT BROKERAGE, INC. Comes From
Understanding the Statistics for CAPITAL INVESTMENT BROKERAGE, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 E. Six Forks Road Ste 200, Raleigh, NC 27609
P.o. Box 32249, Raleigh, NC 27622
Small
(919) 831-2370
North Carolina since 02/01/1996
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | ||
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 | |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 | |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 | |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 | |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 | |
| EDDINS, WILLIAM HAROLD JR | VICE PRESIDENT | 1724993 | |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 | |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 | |
| MCDONALD, CORNELIUS TRAWICK III | VICE PRESIDENT | 1288377 | |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
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Advisor's working at CAPITAL INVESTMENT BROKERAGE, INC.
Ronald Todd Harden
William Harold Eddins JR
Richard Elwood Rose III
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