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FIRM PROFILE
Overview
CAPITAL INVESTMENT GROUP, INC. is located at 100 E. Six Forks Road Ste 200, Raleigh, NC 27609 and was first established at Atlanta, North Carolina in 01/06/1984. After operating for 42 years, CAPITAL INVESTMENT GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAPITAL INVESTMENT GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CAPITAL INVESTMENT GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAPITAL INVESTMENT GROUP, INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 7 being regulatory events, 0 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAPITAL INVESTMENT GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAPITAL INVESTMENT GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAPITAL INVESTMENT GROUP, INC. Comes From
Understanding the Statistics for CAPITAL INVESTMENT GROUP, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 E. Six Forks Road Ste 200, Raleigh, NC 27609
P.o. Box 32249, Raleigh, NC 27622
Small
(919) 831-2370
North Carolina since 01/06/1984
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | ||
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 | |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 | |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 | |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 | |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 | |
| EDDINS, WILLIAM HAROLD JR | ASSISTANT VICE PRESIDENT | 1724993 | |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 | |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 | |
| MCDONALD, CORNELIUS TRAWICK III | ASSISTANT VICE PRESIDENT | 1288377 | |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
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Advisor's working at CAPITAL INVESTMENT GROUP, INC.
James Andrew Mothorpe
Randolph Mccraven Nash
Delores Lomax Thomsen
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