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Find, Compare and Monitor Financial Advisors at CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CAPITAL INVESTMENT GROUP, INC. is located at 100 E. Six Forks Road Ste 200, Raleigh, NC 27609 and was first established at Atlanta, North Carolina in 01/06/1984. After operating for 42 years, CAPITAL INVESTMENT GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAPITAL INVESTMENT GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CAPITAL INVESTMENT GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAPITAL INVESTMENT GROUP, INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 7 being regulatory events, 0 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAPITAL INVESTMENT GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAPITAL INVESTMENT GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CAPITAL INVESTMENT GROUP, INC. Comes From

Understanding the Statistics for CAPITAL INVESTMENT GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7
Arbitration
3

FIRM INFORMATION

Main Address
100 E. Six Forks Road Ste 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Firm Size
Small
Phone Number
(919) 831-2370
Established
North Carolina since 01/06/1984
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
R.B.S.B. FAMILY TRUSTOWNER
NICHOLSON, WILLIAM BATEMAN SRSHAREHOLDER2585041
BATTLE, RICHARD STAATSSHAREHOLDER2349045
BROOKS, BENJAMIN TIMOTHY IIIPRESIDENT2206321
BRYANT, RICHARD KINGCEO/TREASURER/FINOP/CO-TRUSTEE1069685
DRESSLER, KURT ALANSHAREHOLDER2381036
EDDINS, WILLIAM HAROLD JRASSISTANT VICE PRESIDENT1724993
HARDEN, RONALD TODDSHAREHOLDER1528810
KING, RONALD LEECHIEF COMPLIANCE OFFICER2530489
MCDONALD, CORNELIUS TRAWICK IIIASSISTANT VICE PRESIDENT1288377
SADLER, SUZANNE BRYANTCO-TRUSTEE6313854

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Advisor's working at CAPITAL INVESTMENT GROUP, INC.

James Andrew Mothorpe

James Andrew Mothorpe

IAR
RR
CRD#: 2786182
CFP®: Certified Financial Planner
Location:
Peachtree City, GA 30269
Company:
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Disclosures:
Experience:
29 years
View Profile
RN

Randolph Mccraven Nash

Randy Nash
IAR
RR
CRD#: 811156
Location:
Charlotte, NC 28226
Company:
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Disclosures:
Experience:
50 years
View Profile
DT

Delores Lomax Thomsen

Del Thomsen
IAR
RR
CRD#: 1081628
Location:
Greenville, SC 29609
Company:
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Disclosures:
Experience:
43 years
View Profile
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