James D. Lamke
Professional summary
James Daniel Lamke, who also goes by James Daniel Lamke, James Lamke, Jim Lamke, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 15 firms and has passed the Series 63, Series 57TO, Series 6TO, Series 99TO, SIE, Series 55, Series 7, Series 6, Series 10, Series 9, Series 14A, Series 14, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Daniel Lamke's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2025 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005March 12, 2025 - August 12, 2025
ONE GROWTH SECURITIES LLC
June 3, 2024 - March 3, 2025
MAREX CAPITAL MARKETS INC.
November 11, 2020 - July 31, 2023
WOLFE RESEARCH SECURITIES
August 7, 2008 - July 30, 2019
SANFORD C. BERNSTEIN & CO., LLC
March 29, 2006 - July 11, 2008
J.P. MORGAN SECURITIES LLC
June 17, 2005 - April 7, 2006
BANC OF AMERICA SECURITIES LLC
November 10, 2003 - June 14, 2005
BTIG, LLC
May 23, 2003 - November 12, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 9, 2002 - May 28, 2003
GOLDMAN SACHS & CO. LLC
July 2, 1996 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 6, 1992 - July 2, 1992
NEWBY & COMPANY
November 22, 1988 - June 28, 1989
CAPITOL SECURITIES MANAGEMENT, INC.
August 19, 1986 - March 2, 1987
INVEST FINANCIAL CORPORATION
January 3, 1986 - May 30, 1986
GIT INVESTMENT SERVICES, INC.
November 20, 1985 - January 6, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2025)
(8/21/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/24/1998
Limited Representative-Equity Trader ExamSeries 14A
Date: 7/25/1998
Compliance Official Specialist ExamSeries 8
Date: 6/2/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
