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JP

Jeffrey L. Pope

INSTITUTIONAL BOND NETWORK
Thousand Oaks, CA 91360
Some features on this profile are disabled
CRD#: 1268740
JP

Professional summary

Jeffrey Lee Pope, who also goes by Jeffery Lee Pope, is a registered financial professional currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeffery Lee Pope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Lee Pope's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2016 - Present

INSTITUTIONAL BOND NETWORK, LLC

Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360
BD
CRD#: 187515
Thousand Oaks, CA
Past

February 6, 2014 - December 31, 2015

EK RILEY INVESTMENTS, LLC

BD
CRD#: 121003
BELMONT, NC
Past

October 12, 2010 - February 3, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

September 14, 2009 - October 26, 2010

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
BELMONT, NC
Past

April 13, 2009 - August 27, 2009

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
CHARLOTTE, NC
Past

October 29, 2004 - April 1, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
CHARLOTTE, NC
Past

October 1, 2004 - November 1, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

January 29, 2004 - October 5, 2004

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 14, 2000 - February 2, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

February 21, 1985 - June 6, 2000

MARION BASS SECURITIES CORPORATION

BD
CRD#: 7961
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(1/14/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 3/7/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/1/2014
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/6/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IB
INSTITUTIONAL BOND NETWORK, LLC
ARBITRAGE MANAGEMENT GROUP | INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515 / SEC#: , 8-69609

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Mailing Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Phone number
(805) 402-2541
Established
Delaware since 01/27/2025
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HAGGE, ERIK NICHOLASSENIOR PARTNER, MUNI PRINCIPAL3244703
DICKINSON, MARTIN JOHNOWNER1352810
NATALE, CHRISTOPHER JOHNMANAGING MEMBER & PROPRIETARY TRADER4870483
SWEENEY, PATRICK WILLIAMOWNER1350182
ACTON STROIA FAMILY TRUSTTRUST
ACTON, BRIAN LEONARDTRUSTEE FOR ACTION STROIA FAMILY TRUST8167174
CLARK, CATHERINE MARIANCHIEF COMPLIANCE OFFICER4384961
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
KNIPPA, GARY LOUISINVESTOR8167504
MATHENY, GREGORY SCOTTINVESTOR8167208
NGUYEN, HOAN-VU TRANINVESTOR8163339
O'MARA, CHRISTOPHER ROYPROPRIETARY TRADER1657262
RUFFIER, WILLIAM EUGENEINVESTOR8167148
STROIA, SHARON MARIETRUSTEE FOR ACTION STROIA FAMILY TRUST8168236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515Thousand Oaks, CA 91360

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