AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MM

Michael J Mufson

MUFSON HOWE HUNTER & PARTNERS
PHILADELPHIA, PA
·CRD# 1215614·42 years experience

Professional Summary

Michael J Mufson, who also goes by Michael I Mufson, is a registered financial advisor currently at MUFSON HOWE HUNTER & PARTNERS LLC located in Philadelphia, Pennsylvania. Michael is registered as a RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael I Mufson

Blog Corner

More Resources

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
View profile
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Years of Experience

42 years in the financial services industry

Current & Past Employments

Current

MUFSON HOWE HUNTER & PARTNERS LLCCurrent·CRD# 132353
BD
1. 1717 Arch Street 37th Floor - Suite 3740, Philadelphia, PA 191032. 1717 Arch Street 37th Floor - Suite 3740, Philadelphia, PA 19103
January 6, 2005 - Present

Past

COMMERCE CAPITAL INVESTMENTS, INC.Past·CRD# 104163
BD
Philadelphia, PA
September 24, 2001 - July 9, 2003
TD WEALTH MANAGEMENT SERVICES INC.Past·CRD# 6940
BD
Philadelphia, PA
September 18, 2001 - July 9, 2003
JANNEY MONTGOMERY SCOTT LLCPast·CRD# 463
BD
Philadelphia, PA
April 23, 1994 - August 24, 2001
FOLEY MUFSON HOWE & COMPANYPast·CRD# 29993
BD
April 20, 1992 - April 19, 1994
FIRST UNION CAPITAL MARKETS CORP.Past·CRD# 6124
BD
Charlotte, NC
August 9, 1989 - March 25, 1991
BUTCHER & SINGER INC.Past·CRD# 6517
BD
May 23, 1984 - August 31, 1989

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Current Firm

MH
MUFSON HOWE HUNTER & PARTNERS LLC

MUFSON HOWE HUNTER & PARTNERS LLC

CRD#: 132353 / SEC#: 8-66587
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1717 Arch Street 37th Floor - Suite 3740, Philadelphia, PA 19103

Mailing Address

1717 Arch Street 37th Floor - Suite 3740, Philadelphia, PA 19103

Phone Number

(215) 399-5410

Established

Delaware since 10/14/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MUFSON HOWE HUNTER & COMPANY LLC (MHH&CO)INVESTING MEMBER—
ECK, BRANDON KURTGENERAL SECURITIES PRINCIPAL4182691
MUFSON, MICHAEL JPRESIDENT, COO AND CHIEF COMPLIANCE OFFICER1215614
SIPKIN, JOSEPH GARYFINOP1334813

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(5/18/2026)
RR
Pennsylvania
(1/22/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1984About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Apr 1988About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Michael J Mufson's CRS (Customer Relationship Summary).

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#