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JD

Joseph Dente

E&J SECURITIES
NEW YORK, NY 10038
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CRD#: 1208818
JD

Professional summary


Joseph Dente, who also goes by Joseph Dennis Dente, is a registered financial professional currently at E&J SECURITIES CORP. located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1979. Joseph has worked at 8 firms and has passed the Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph Dennis Dente

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Dente's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2025 - Present

E&J SECURITIES CORP.

Office #1: C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
BD
CRD#: 37452
NEW YORK, NY
Past

May 2, 2017 - June 23, 2025

WELLINGTON SHIELDS & CO., LLC

BD
CRD#: 149021
NEW YORK, NY
Past

February 20, 2015 - May 9, 2017

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

February 1, 2012 - February 18, 2015

W.A. CAPITAL MARKETS

BD
CRD#: 6292
NEW YORK, NY
Past

December 27, 2006 - February 8, 2012

DENTE & BOMBA, LLC

BD
CRD#: 141520
NEW YORK, NY
Past

May 16, 2006 - January 3, 2007

APRILANTE & BOMBA, INC.

BD
CRD#: 44809
NEW YORK, NY
Past

October 25, 1990 - May 25, 2006

DENTE, JOSEPH DENNIS

BD
CRD#: 32828
NEW YORK, NY
Past

November 23, 1979 - November 2, 1990

RUSSO SECURITIES INC.

BD
CRD#: 14425
STATEN ISLAND, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


ES
E&J SECURITIES CORP.
E&J SECURITIES CORP.

CRD#: 37452 / SEC#: , 8-47773

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
Phone number
(212) 306-2510
Established
New York since 10/21/1994
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CURRAN, EDWARD MICHAELPRES/DIR/SECY/TREAS/CEO/CCO1782784
BELL, DUNCAN DAVIDSALES SUPERVISOR1486257
CHUN, YUENNAFINOP/COO2219603

Red Flags


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Company Information


E&J SECURITIES CORP.

CRD#: 37452New York, NY 10038

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