Joseph Dente
Professional Summary
Joseph Dente, who also goes by Joseph Dennis Dente, is a registered financial advisor currently at E&J SECURITIES CORP. located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1979. Joseph has worked at 8 firms and has passed the Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Dennis Dente
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
E&J SECURITIES CORP.
Contact Information
Main Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038Phone Number
(212) 306-2510Established
New York since 10/21/1994Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Dente's CRS (Customer Relationship Summary).
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