JC
John J. Chuff
BA SECURITIES
W. Conshohocken, PA 19428
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CRD#: 1205736
JC
Professional summary
John Joseph Chuff is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 15, Series 7, Series 14, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Chuff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2011 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428BD
CRD#: 153489
W. Conshohocken, PA
Past
June 30, 2008 - March 31, 2010
BOENNING & SCATTERGOOD, INC.
RIA
CRD#: 100
NEW YORK, NY
Past
June 26, 2006 - March 31, 2010
BOENNING & SCATTERGOOD, INC.
BD
CRD#: 100
NEW YORK, NY
Past
January 4, 1993 - December 20, 2005
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
October 2, 1991 - January 1, 1993
BOENNING & SCATTERGOOD, INC.
BD
CRD#: 100
WEST CONSHOHOCKEN, PA
Past
May 1, 1989 - October 4, 1991
W.H. NEWBOLD'S SON & CO., INC.
BD
CRD#: 7575
Past
January 12, 1984 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
BD
CRD#: 409
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2017)
RR
Alaska(1/26/2017)
RR
Arizona(1/26/2017)
RR
Arkansas(2/6/2012)
RR
California(1/26/2017)
RR
Colorado(1/26/2017)
RR
Connecticut(1/26/2017)
RR
Delaware(1/26/2017)
RR
District of Columbia(9/29/2017)
RR
Florida(4/8/2015)
RR
Georgia(1/26/2017)
RR
Hawaii(1/26/2017)
RR
Idaho(9/29/2017)
RR
Illinois(8/8/2011)
RR
Indiana(1/23/2012)
RR
Iowa(1/26/2017)
RR
Kansas(1/26/2017)
RR
Kentucky(1/26/2017)
RR
Louisiana(1/26/2017)
RR
Maine(1/26/2017)
RR
Maryland(1/26/2017)
RR
Massachusetts(1/26/2017)
RR
Michigan(1/26/2017)
RR
Minnesota(1/26/2017)
RR
Mississippi(1/26/2017)
RR
Missouri(1/26/2017)
RR
Montana(1/26/2017)
RR
Nebraska(1/26/2017)
RR
Nevada(1/26/2017)
RR
New Hampshire(6/5/2012)
RR
New Jersey(1/26/2017)
RR
New Mexico(1/26/2017)
RR
New York(1/26/2017)
RR
North Carolina(1/26/2017)
RR
North Dakota(1/26/2017)
RR
Ohio(1/26/2017)
RR
Oklahoma(1/26/2017)
RR
Oregon(1/26/2017)
RR
Pennsylvania(1/17/2011)
RR
Puerto Rico(1/26/2017)
RR
Rhode Island(1/26/2017)
RR
South Carolina(1/26/2017)
RR
South Dakota(1/26/2017)
RR
Tennessee(1/26/2017)
RR
Texas(7/11/2014)
RR
Utah(1/26/2017)
RR
Vermont(1/26/2017)
RR
Virgin Islands(1/26/2017)
RR
Virginia(1/26/2017)
RR
Washington(1/26/2017)
RR
West Virginia(1/26/2017)
RR
Wisconsin(1/26/2017)
RR
Wyoming(1/26/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 6/26/1984
Foreign Currency Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BA SECURITIES, LLC
BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS
CRD#: 153489 / SEC#: , 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Mailing Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Phone number
(877) 738-5841
Established
Pennsylvania since 01/25/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
