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DJ

David L. Jaffe

CAMPFIRE CAPITAL
Chappaqua, NY 10514
Some features on this profile are disabled
CRD#: 1158274
DJ

Professional summary

David Lewis Jaffe is a registered financial professional currently at CAMPFIRE CAPITAL located in Chappaqua, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Lewis Jaffe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2016 - Present

CAMPFIRE CAPITAL

Office #1: 81 Campfire Rd, Chappaqua, NY 10514
BD
CRD#: 168457
Chappaqua, NY
Past

November 3, 2000 - April 10, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 29, 1994 - April 11, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/19/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/1/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/28/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAMPFIRE CAPITAL
88 FINANCIAL GROUP | SWCD LLC | CAMPFIRE CAPITAL

CRD#: 168457 / SEC#: , 8-69309

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
81 Campfire Rd, Chappaqua, NY 10514
Mailing Address
81 Campfire Rd, Chappaqua, NY 10514
Phone number
(917) 327-4561
Established
New York since 06/19/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GAUDET, PETER WILLIAMMANAGING MEMBER, PRESIDENT, CCO2505253
BEATON, DANIEL STEWARTFINOP4240769

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPFIRE CAPITAL

CRD#: 168457Chappaqua, NY 10514

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