Richard W. Stumpf
FINANCIAL BENEFITS,
WICHITA, KS 67226
CRD#: 1454350
Professional summary
Richard Walter Stumpf, AIF®, CFP® is a registered financial advisor currently at FINANCIAL BENEFITS, INC located in Wichita, Kansas and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Wichita, Kansas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL BENEFITS INC, 3500 N ROCK RD, BLDG 300A, WICHITA, KS, 10/1986, OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 110 HR/MO, 110 HR/MO TRADING. 2) RICHARD STUMPF, NOTARY PUBLIC, 3500 N ROCK RD, BLDG 300A, WICHITA, KS, 01/2000, NIR, 2 HR/YR, 2 HR/YR TRADING. 3) LFG ASSOCIATES LCC, 3500 N ROCK RD, BLDG 300A, WICHITA, KS, 03/2008, OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 15 HR/MO, 15 HR/MO TRADING. 4) GATEWAY PROPERTIES LLC, 3500 N ROCK RD, BLDG 300A, WICHITA, KS, 03/2000, OWNER, COMMERCIAL REAL ESTATE, NIR, 5 HR/MO, 0 HR/MO TRADING. 5) HOMESTEAD PROPERTIES LLC, LEON, KS, 03/2008, OWNER, RENTAL PROPERTY, NIR, 5 HR/MO, 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Walter Stumpf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
October 26, 1988 - Present
FINANCIAL BENEFITS, INC
Office #1: 3500 N Rock Rd, Bldg 300a, Wichita, KS 67226RIA
CRD#: 114407
WICHITA, KS
Current
October 1, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3500 N Rock Rd. Ste 300-a, Wichita, KS 67226RIA
CRD#: 134139
Wichita, KS
Current
May 1, 2000 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3500 N Rock Rd Bldg 300-a, Wichita, KS 67226BD
CRD#: 39543
Wichita, KS
Past
April 13, 1994 - May 1, 2000
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 2, 1992 - September 8, 1992
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
April 1, 1992 - April 13, 1994
OFG FINANCIAL SERVICES, INC.
BD
CRD#: 23940
TOPEKA, KS
Past
October 26, 1988 - December 31, 2002
FINANCIAL BENEFITS, INC
RIA
CRD#: 114407
WICHITA, KS
Past
February 17, 1988 - April 1, 1992
THE COLUMBIAN SECURITIES CORPORATION
BD
CRD#: 169
Past
January 6, 1988 - February 29, 1988
ANDOVER SECURITIES, INC.
BD
CRD#: 16903
Past
March 12, 1986 - December 14, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/8/2022)
RR
Arizona(7/16/2012)
RR
Arkansas(4/23/2021)
RR
California(2/24/2016)
RR
Colorado(7/8/2003)
RR
Florida(1/3/2012)
RR
Georgia(1/22/2015)
RR
Hawaii(4/28/2023)
RR
Illinois(4/28/2023)
IAR
Kansas(10/26/1988)
RR
Kansas(5/1/2000)
RR
Kentucky(4/28/2023)
RR
Louisiana(2/25/2025)
RR
Minnesota(4/8/2021)
RR
Missouri(5/1/2000)
RR
Nebraska(8/26/2020)
RR
New Hampshire(4/26/2021)
RR
New Mexico(3/28/2013)
RR
New York(2/25/2025)
RR
North Carolina(6/30/2021)
RR
Oklahoma(5/1/2000)
RR
Pennsylvania(2/18/2022)
RR
Tennessee(6/26/2025)
RR
Texas(7/31/2000)
IAR
Texas(10/1/2019)
RR
Virginia(2/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Wichita, KS 67226TRUST BUT VERIFY
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