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FIRM PROFILE
Overview
PAULSON INVESTMENT COMPANY LLC is located at 10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035 and was first established at Denver, Delaware in 03/23/2017. After operating for 8 years, PAULSON INVESTMENT COMPANY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PAULSON INVESTMENT COMPANY LLC’s clients are individuals and 0% of their clients are high net worth individuals. PAULSON INVESTMENT COMPANY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PAULSON INVESTMENT COMPANY LLC are registered to handle securities or provide financial advice. The firm has 45 disclosures, 35 being regulatory events, 2 being client events, and 8 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PAULSON INVESTMENT COMPANY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PAULSON INVESTMENT COMPANY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PAULSON INVESTMENT COMPANY LLC Comes From
Understanding the Statistics for PAULSON INVESTMENT COMPANY LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035
10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
Small
(503) 243-6000
Delaware since 03/23/2017
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | ||
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 | |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 | |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 | |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 | |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 | |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
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Advisor's working at PAULSON INVESTMENT COMPANY LLC
Harry Lynn Striplin
Thomas Stewart Parigian
Thomas Helmuth Endres
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