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Harry L. Striplin

ORCA INVESTMENT MANAGEMENT
Lake Oswego, OR 97035
Some features on this profile are disabled
CRD#: 1023235
HS

Professional summary

Harry Lynn Striplin is a registered financial advisor currently at ORCA INVESTMENT MANAGEMENT, LLC located in Lake Oswego, Oregon and PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.

Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Harry has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWN ENGRAVING BUSINESS OPERATED OUT OF HOME BY WIFE AND MYSELF. THE NAME OF THE BUSINESS IS BILL'S BADGES WEST AND IS NOT INVESTMENT RELATED. IT WAS FORMED IN 1989 AND I DEVOTE 3-4 HOURS A MONTH DURING THE WEEKENDS. I AM ALSO A FINRA APPOINTED ARBITRATOR. IT IS INVESTMENT RELATED AND I AM ONLY COMPENSATED IF SELECTED TO BE ON AN ARBITRATION PANEL. COMPENSATION IS DETERMINED BY FINRA CODE OF ARBITRATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Lynn Striplin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2025 - Present

ORCA INVESTMENT MANAGEMENT, LLC

Office #1: 6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035
RIA
CRD#: 144377
Lake Oswego, OR
Current

September 3, 2019 - Present

PAULSON INVESTMENT COMPANY LLC

Office #1: 10220 Sw Greenburg Rd, Ste 380, Portland, OR 97223Office #2: 10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
BD
CRD#: 5670
Portland, OR
Past

November 13, 2019 - December 31, 2024

PAULSON INVESTMENT ADVISORS, LLC

RIA
CRD#: 304328
PORTLAND, OR
Past

September 3, 2019 - December 10, 2020

PAULSON INVESTMENT COMPANY LLC

RIA
CRD#: 5670
LAKE OSWEGO, OR
Past

December 8, 2008 - August 30, 2019

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

RIA
CRD#: 1254
PORTLAND, OR
Past

December 8, 2008 - August 30, 2019

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 1254
PORTLAND, OR
Past

February 13, 2001 - December 8, 2008

PAULSON INVESTMENT COMPANY LLC

RIA
CRD#: 5670
PORTLAND, OR
Past

April 8, 1991 - December 8, 2008

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
PORTLAND, OR
Past

January 30, 1987 - April 12, 1991

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

January 7, 1982 - January 30, 1987

SOMERS, GROVE & CO., INC.

BD
CRD#: 5294

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ORCA INVESTMENT MANAGEMENT, LLC
CYGNUS CAPITAL LLC | ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377 / SEC#: 801-68050

RIA
Registered Investment Advisory firm - (6/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oregon
(9/3/2019)
IAR
Oregon
(1/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/3/1992
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/1991
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/14/1985
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

OI
ORCA INVESTMENT MANAGEMENT, LLC
CYGNUS CAPITAL LLC | ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377 / SEC#: 801-68050

RIA
Registered Investment Advisory firm - (6/25/2007 Approved)
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Contact information

Main Address
6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 582-9500
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - 5/20/2024 UPDATE (3/11/2025)

Regulatory assets under management

Total Number of Accounts589
AUM (Assets Under Management)$ 183,418,412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377Lake Oswego, OR 97035

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