Thomas S. Parigian
Professional summary
Thomas Stewart Parigian is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 13 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Stewart Parigian's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2013 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005March 17, 2010 - December 20, 2012
SSC NY CORP.
January 28, 2009 - September 9, 2009
VIEWTRADE SECURITIES, INC.
April 16, 2007 - January 11, 2008
THINKEQUITY LLC
March 24, 2006 - April 27, 2007
SUMMIT BROKERAGE SERVICES, INC.
June 29, 2005 - February 27, 2006
SALOMON GREY FINANCIAL CORPORATION
August 31, 2000 - June 16, 2005
NATIONAL SECURITIES CORPORATION
December 10, 1998 - September 20, 2000
THE AGEAN GROUP, INC
August 31, 1990 - October 5, 1998
H.J. MEYERS & CO., INC.
February 16, 1990 - June 25, 1990
G. K. SCOTT & CO., INC.
January 26, 1988 - February 21, 1990
ANDREW ALEN SECURITIES, INC.
February 5, 1987 - January 26, 1988
J. T. MORAN & CO., INC.
January 17, 1986 - February 9, 1987
HOMESTEAD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2013)
(1/30/2013)
(1/30/2013)
(5/4/2017)
(8/1/2019)
(1/30/2013)
(1/30/2013)
(1/30/2013)
(8/26/2025)
(6/17/2025)
(5/2/2013)
(7/2/2013)
(2/28/2018)
(1/30/2013)
(1/30/2013)
(8/25/2025)
(1/30/2013)
(4/5/2022)
(1/30/2013)
(8/8/2013)
(10/7/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
