Thomas H. Endres
Professional summary
Thomas Helmuth Endres, who also goes by Thomas H Terry Endres, Tom Endres, T H Terry, Thomas H Terry, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in St. Petersburg, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Helmuth Endres's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2016 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 150 Second Ave. N. Suite 1550, St. Petersburg, FL 33701January 2, 2002 - May 24, 2004
OPPENHEIMER & CO. INC.
January 25, 1995 - January 2, 2002
JOSEPHTHAL & CO., INC.
February 1, 1993 - January 10, 1995
FAIRCHILD FINANCIAL GROUP, INC.
July 20, 1992 - January 26, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 4, 1988 - July 10, 1992
J. W. GANT & ASSOCIATES, INC.
June 28, 1988 - July 27, 1988
WELLSHIRE SECURITIES, INC.
March 24, 1988 - May 7, 1988
RANDOLPH BROWN SECURITIES CORPORATION
December 15, 1987 - February 18, 1988
GRAYSTONE NASH, INC.
January 2, 1987 - July 10, 1992
J. W. GANT & ASSOCIATES, INC.
November 3, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2016)
(8/9/2017)
(11/4/2016)
(11/4/2016)
(11/4/2016)
(11/9/2016)
(6/25/2024)
(4/6/2017)
(11/7/2016)
(11/4/2016)
(11/7/2016)
(11/7/2016)
(7/9/2024)
(11/17/2016)
(11/4/2016)
(6/13/2018)
(11/7/2016)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
