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Find, Compare and Monitor Financial Advisors at POLAR INVESTMENT COUNSEL, INC.

CRD#: 42847
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

POLAR INVESTMENT COUNSEL, INC. is located at 19547 210th Av Ne, Thief River Falls, MN 56701 and was first established at Kansas City, Wisconsin in 05/22/1995. After operating for 31 years, POLAR INVESTMENT COUNSEL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of POLAR INVESTMENT COUNSEL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. POLAR INVESTMENT COUNSEL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at POLAR INVESTMENT COUNSEL, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access POLAR INVESTMENT COUNSEL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at POLAR INVESTMENT COUNSEL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for POLAR INVESTMENT COUNSEL, INC. Comes From

Understanding the Statistics for POLAR INVESTMENT COUNSEL, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
19547 210th Av Ne, Thief River Falls, MN 56701
Mailing Address
19547 210th Ave Ne, Thief River Falls, MN 56701
Firm Size
Small
Phone Number
(218) 681-7344
Established
Wisconsin since 05/22/1995
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)Latest Form ADV
Part 2 Brochures
PICI ADV PART 2 BROCHURE (3/24/2014)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GLACIER GROUPS INCSHAREHOLDER
ABBOTT, SHERRY LYNNSR VICE PRESIDENT, GP, CHIEF COMPLIANCE OFFICER, CFO4514120
JORDAN, MICHAEL CHARLESPRESIDENT, GP, FINOP, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL262088

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Advisor's working at POLAR INVESTMENT COUNSEL, INC.

AP

Alphonsus Richard Panzera III

Alphonsus Richard Panzera, Ric Panzera Iii
IAR
RR
CRD#: 356002
Location:
Bedford, TX
Company:
CORPORATE & INSTITUTIONAL SERVICES, LLC
Disclosures:
Experience:
53 years
View Profile
TM

Thomas Joseph Murphy

RR
CRD#: 1871083
Location:
La Farge, WI
Company:
POLAR INVESTMENT COUNSEL, INC.
Disclosures:
Experience:
37 years
View Profile
SA

Sherry Lynn Abbott

Sherry Lynn Miller
RR
CRD#: 4514120
Location:
Thief River Falls, MN 56701
Company:
POLAR INVESTMENT COUNSEL, INC.
Disclosures:
Experience:
19 years
View Profile
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