Sherry L. Abbott
Professional summary
Sherry Lynn Abbott, who also goes by Sherry Lynn Miller, is a registered financial professional currently at POLAR INVESTMENT COUNSEL, INC. located in Thief River Falls, Minnesota.
Sherry is registered as a RR (Registered Representative) and started their career in finance in 2006. Sherry has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherry Lynn Abbott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2006 - Present
POLAR INVESTMENT COUNSEL, INC.
Office #1: 19547 210th Av Ne, Thief River Falls, MN 56701State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2011)
(5/5/2006)
(4/21/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847Thief River Falls, MN 56701TRUST BUT VERIFY
Monitor Sherry Abbott
Get automatic monthly alerts on: