Thomas J. Murphy
Professional summary
Thomas Joseph Murphy is a registered financial professional currently at POLAR INVESTMENT COUNSEL, INC. located in La Farge, Wisconsin.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 4 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2007 - Present
POLAR INVESTMENT COUNSEL, INC.
June 3, 2002 - April 30, 2007
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 17, 1991 - June 4, 2002
COMMERCE BROKERAGE SERVICES, INC.
August 25, 1988 - December 15, 1989
MARK TWAIN BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2007)
(5/1/2007)
(5/1/2007)
(5/1/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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