Alphonsus Richard Panzera
Professional Summary
Alphonsus Richard Panzera, who also goes by Alphonsus Richard Panzera III, Ric Panzera III, is a registered financial advisor currently at CORPORATE & INSTITUTIONAL SERVICES, LLC located in Bedford, Texas and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia. Alphonsus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Alphonsus has worked at 12 firms and has passed the Series 65, Series 63,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alphonsus Richard Panzera Iii, Ric Panzera Iii
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
CORPORATE & INSTITUTIONAL SERVICES, LLC
Contact Information
Main Address
Bedford, TXPhone Number
(214) 505-0884# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/13/2026)
(7/26/2022)
(4/13/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Feb 2016About the Series 50 examPC — AMEX Put and Call Exam
Passed Jun 1977Series 1 — Registered Representative Examination
Passed May 1972SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Alphonsus Richard Panzera's CRS (Customer Relationship Summary).
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