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CRD#: 317716
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RED MOUNTAIN SECURITIES LLC is located at 10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067 and was first established at Los Angeles, Delaware in 11/05/2021. After operating for 4 years, RED MOUNTAIN SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RED MOUNTAIN SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. RED MOUNTAIN SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RED MOUNTAIN SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RED MOUNTAIN SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RED MOUNTAIN SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RED MOUNTAIN SECURITIES LLC Comes From

Understanding the Statistics for RED MOUNTAIN SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067
Mailing Address
10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067
Firm Size
Small
Phone Number
(253) 632-3718
Established
Delaware since 11/05/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
RED MOUNTAIN CAPITAL ADVISORS LLCSOLE MEMBER
COLLAR, CRAIG WYATTCO-CHIEF EXECUTIVE OFFICER3107805
COLLAR, CRAIG WYATTCHIEF COMPLIANCE OFFICER, AMLCO3107805
TAO, BING QINFINOP/PFO/POO6253793
TEETS, JOHN CHRISTOPHERCO-CHIEF EXECUTIVE OFFICER2523235

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Advisor's working at RED MOUNTAIN SECURITIES LLC

RH

Riley Elizabeth Harris

RR
CRD#: 7968518
Location:
Los Angeles, CA 90067
Company:
RED MOUNTAIN SECURITIES LLC
Disclosures:
Experience:
1 year
View Profile
BT

Bing Qin Tao

Betty Tao
RR
CRD#: 6253793
Location:
Rye, NY 10580
Company:
MACRO RISK ADVISORS LLC
Disclosures:
Experience:
11 years
View Profile
CC

Craig Wyatt Collar

RR
CRD#: 3107805
Location:
Los Angeles, CA 90067
Company:
RED MOUNTAIN SECURITIES LLC
Disclosures:
Experience:
27 years
View Profile
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