Bing Qin Tao

MACRO RISK ADVISORS LLC

Rye, NY 10580

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CRD#: 6253793

Professional summary

Bing Qin Tao, who also goes by Betty Tao, is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York and CUE CAPITAL LIMITED PARTNERSHIP located in Miami, Florida.

Bing Qin is registered as a RR (Registered Representative) and started their career in finance in 2015. Bing Qin has worked at 11 firms and has passed the Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Betty Tao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bing Qin Tao's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2021 - Present

MACRO RISK ADVISORS LLC

Office #1: 411 Fremd Ave Suite 206, Rye, NY 10580

CRD#: 148143

Rye, NY

Current

July 16, 2021 - Present

CUE CAPITAL LIMITED PARTNERSHIP

CRD#: 132503

MIAMI, FL

Current

September 7, 2021 - Present

UOB KAY HIAN (U.S.) INC.

Office #1: 111 Dunnell Road, Ste 201, Maplewood, NJ 07040

CRD#: 127314

Maplewood, NJ

Current

February 2, 2022 - Present

SILVER LEAF PARTNERS, LLC

Office #1: 3 Columbus Circle Floor 15, New York, NY 10019

CRD#: 126694

New York, NY

Current

June 22, 2022 - Present

RED MOUNTAIN SECURITIES LLC

Office #1: 10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067

CRD#: 317716

Los Angeles, CA

Past

April 8, 2022 - July 29, 2022

SNOWBALL SECURITIES LLC

CRD#: 311007

New York, NY

Past

April 8, 2022 - May 28, 2025

HARVEST USA

CRD#: 165614

NEW YORK, NY

Past

July 22, 2020 - January 13, 2023

CREDITEASE FINANCIAL SERVICES (USA) CORP.

CRD#: 297557

IRVINE, CA

Past

March 15, 2017 - July 27, 2021

TRITOWER REAL ESTATE CAPITAL, LLC

CRD#: 281740

BOSTON, MA

Past

September 21, 2016 - January 9, 2018

MILLBURN RIDGEFIELD LLC

CRD#: 148870

NEW YORK, NY

Past

January 1, 2015 - February 20, 2015

CANAM INVESTOR SERVICES, LLC

CRD#: 158539

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 27

Date: 12/30/2014

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

RED MOUNTAIN SECURITIES LLC

CRD#: 317716 / SEC#: , 8-70831

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067

Mailing Address

10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067

Phone number

(253) 632-3718

Established

Delaware since 11/05/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RED MOUNTAIN CAPITAL ADVISORS LLC	SOLE MEMBER
COLLAR, CRAIG WYATT	CO-CHIEF EXECUTIVE OFFICER	3107805
COLLAR, CRAIG WYATT	CHIEF COMPLIANCE OFFICER, AMLCO	3107805
TAO, BING QIN	FINOP/PFO/POO	6253793
TEETS, JOHN CHRISTOPHER	CO-CHIEF EXECUTIVE OFFICER	2523235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bing Qin Tao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bing Qin Tao's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUE CAPITAL LIMITED PARTNERSHIP

UOB KAY HIAN (U.S.) INC.

SILVER LEAF PARTNERS, LLC

RED MOUNTAIN SECURITIES LLC

SNOWBALL SECURITIES LLC

HARVEST USA

CREDITEASE FINANCIAL SERVICES (USA) CORP.

TRITOWER REAL ESTATE CAPITAL, LLC

MILLBURN RIDGEFIELD LLC

CANAM INVESTOR SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 1/2/2023

Series 27

Date: 12/30/2014

FINRA

Current Firm

RED MOUNTAIN SECURITIES LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RED MOUNTAIN SECURITIES LLC

TRUST BUT VERIFY

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