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Craig W. Collar
RED MOUNTAIN SECURITIES
Los Angeles, CA 90067
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CRD#: 3107805
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Professional summary
Serving clients from Los Angeles, Craig Wyatt Collar brings more than two decades of securities and investment-banking experience to his role at Red Mountain Securities, where he has been registered since June 2022. He is licensed to sell a broad range of investment products, to support capital-raising and transaction work, and holds a supervisory license. He began his industry career in 1998 and has worked at major firms including Goldman Sachs, Morgan Stanley, and J.P. Morgan. Many clients seek Craig’s help with capital-raising or complex securities transactions. No disclosures are reported; he is cleared to do business in CA, CO, NY and OR.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No outside business activities are reported for Craig Wyatt Collar. In plain terms, he has not listed secondary roles such as selling insurance, providing tax or legal services, or running an unrelated business. Because none of those activities are noted, there is no indication that outside roles affect his recommendations to clients. When outside businesses do exist, they can create a choice between promoting those services and other options; in such cases the advisor should prioritize the client’s interests. Here, no potential conflicts from other business activities are reported.
CRS (Client Relationship Summary) - BD
Click below to view Craig Wyatt Collar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2022 - Present
RED MOUNTAIN SECURITIES LLC
Office #1: 10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067BD
CRD#: 317716
Los Angeles, CA
Past
July 18, 2019 - May 8, 2020
THREADSTONE CAPITAL, LLC
BD
CRD#: 158691
NEW YORK, NY
Past
June 27, 2013 - July 21, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOS ANGELES, CA
Past
March 25, 2010 - January 8, 2013
RAINE SECURITIES LLC
BD
CRD#: 137873
BEVERLY HILLS, CA
Past
October 10, 2006 - November 27, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
LOS ANGELES, CA
Past
September 10, 1998 - September 6, 2006
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/21/2022)
RR
Colorado(6/30/2022)
RR
New York(7/12/2022)
RR
Oregon(12/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RM
RED MOUNTAIN SECURITIES LLC
RED MOUNTAIN SECURITIES LLC
CRD#: 317716 / SEC#: , 8-70831
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067
Mailing Address
10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067
Phone number
(253) 632-3718
Established
Delaware since 11/05/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
