John C. Teets
Professional summary
John Christopher Teets is a registered financial professional currently at RED MOUNTAIN SECURITIES LLC located in Newport Beach, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Christopher Teets's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2022 - Present
RED MOUNTAIN SECURITIES LLC
Office #1: 2901 W. Coast Highway Suite 200, Newport Beach, CA 92663February 21, 2001 - February 7, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(6/5/2025)
(7/7/2022)
(12/15/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 6/13/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 2/28/2022
General Securities Representative ExaminationFINRA
Current Firm
RED MOUNTAIN SECURITIES LLC
CRD#: 317716 / SEC#: , 8-70831
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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