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CRD#: 300536
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

REDMONT CAPITAL MARKETS LLC is located at 820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209 and was first established at New Orleans, Delaware in 12/20/2018. After operating for 7 years, REDMONT CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of REDMONT CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. REDMONT CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at REDMONT CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access REDMONT CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at REDMONT CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for REDMONT CAPITAL MARKETS LLC Comes From

Understanding the Statistics for REDMONT CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Mailing Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Firm Size
Small
Phone Number
(205) 943-5125
Established
Delaware since 12/20/2018
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
REDMONT & COMPANY LLCSOLE MEMBER
HODGES, PHILIP LAWTONPRINCIPAL6042367
SELLERS, DOUGLASPRESIDENT/CEO/FINOP/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER1402695

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Advisor's working at REDMONT CAPITAL MARKETS LLC

PH

Philip Lawton Hodges

IAR
RR
CRD#: 6042367
Location:
Birmingham, AL 35209
Company:
REDMONT CAPITAL
Disclosures:
Experience:
6 years
View Profile
JS

John Stanley Stein

RR
CRD#: 2179065
Location:
Birmingham, AL 35209
Company:
REDMONT CAPITAL MARKETS LLC
Disclosures:
Experience:
34 years
View Profile
GK

George Charles Kaiser JR

Chuck G Kaiser Jr, G Charles Kaiser Jr
RR
CRD#: 1200138
Location:
Birmingham, AL 35209
Company:
REDMONT CAPITAL MARKETS LLC
Disclosures:
Experience:
42 years
View Profile
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