PH
Philip L. Hodges
REDMONT CAPITAL
Birmingham, AL 35209
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CRD#: 6042367
PH
Professional summary
Philip Lawton Hodges is a registered financial advisor currently at REDMONT CAPITAL located in Birmingham, Alabama and REDMONT CAPITAL MARKETS LLC located in Birmingham, Alabama.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Philip has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, Series 82TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Altimmune, Inc. (NASDAQ: ALT)
Not investment related (Portfolio Company)
19 Firstfield Road, Ste 200
Gaithersburg, MD 20878
Life Science Company
Member on the Board of Directors
Start Date: 09/2003
Less than 4 hours per month performing typical functions as a Director
EnteGreat, Inc.
Not investment related (Portfolio Company)
820 Shades Creek Parkway, Suite 1200
Birmingham, AL 35209
IT Services and Software Company
Member on the Board of Directors
Start Date: 02/2000
Less than 4 hours per quarter performing typical functions as a Director
Reliant Medical Products, Inc.
Not investment related (Portfolio Company)
820 Shades Creek Parkway, Suite 1200
Birmingham, AL 35209
Medical Device Company
Member on the Board of Directors
Start Date: 09/2000
Less than 4 hours per quarter performing typical functions as a Director
Wenzel Spine, Inc.
Not investment related (Portfolio Company)
1130 Rutherford Lane. Suite 200
Austin, TX 78753
Medical Device Company
Member on the Board of Directors
Start Date: 1/2017
Less than 4 hours per quarter performing typical functions as a Director
CRS (Client Relationship Summary) - RIA
Click below to view Philip Lawton Hodges's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2019 - Present
REDMONT CAPITAL
Office #1: 820 Shades Creek Parkway Ste. 1200, Birmingham, AL 35209RIA
CRD#: 298636
Birmingham, AL
Current
June 2, 2021 - Present
REDMONT CAPITAL MARKETS LLC
Office #1: 820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209BD
CRD#: 300536
Birmingham, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/29/2019)
RR
Alabama(6/6/2022)
RR
Indiana(10/21/2024)
RR
Massachusetts(11/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 6/30/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 10/16/2020
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RC
REDMONT CAPITAL
REDMONT CAPITAL | REDMONT CAPITAL, LLC
CRD#: 298636 / SEC#:
Alabama
Registered Investment Advisory firm - (10/16/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
820 Shades Creek Parkway Ste. 1200, Birmingham, AL 35209
Mailing Address
Phone number
(205) 943-5125
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 7,334,218 |
Red Flags
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Company Information
REDMONT CAPITAL
CRD#: 298636Birmingham, AL 35209TRUST BUT VERIFY
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