George C. Kaiser

REDMONT CAPITAL MARKETS LLC

Birmingham, AL 35209

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CRD#: 1200138

Professional summary

George Charles Kaiser JR, who also goes by Chuck G Kaiser Jr, G Charles Kaiser Jr, is a registered financial professional currently at REDMONT CAPITAL MARKETS LLC located in Birmingham, Alabama.

George is registered as a RR (Registered Representative) and started their career in finance in 1983. George has worked at 8 firms and has passed the Series 63, Series 7, SIE, Series 3 and Series 5 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chuck G Kaiser Jr | G Charles Kaiser Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Charles Kaiser JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2023 - Present

REDMONT CAPITAL MARKETS LLC

Office #1: 820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209

CRD#: 300536

Birmingham, AL

Past

October 4, 2018 - June 15, 2023

PERIGEE SECURITIES LP

CRD#: 123210

SARASOTA, FL

Past

April 14, 2015 - September 29, 2015

TAG WEALTH MANAGEMENT, LLC

CRD#: 1357

PHOENIX, AZ

Past

January 4, 2011 - April 16, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

November 4, 2009 - December 23, 2010

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

ST. LOUIS, MO

Past

January 31, 2008 - July 27, 2009

BUSH O'DONNELL INVESTMENT ADVISORS, INC

RIA

CRD#: 104689

ST LOUIS, MO

Past

June 11, 1990 - December 10, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

October 19, 1983 - March 3, 1988

GOLDMAN SACHS & CO. LLC

CRD#: 361

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(5/20/2024)

Louisiana
(4/9/2024)

Massachusetts
(11/4/2024)

Mississippi
(12/14/2023)

New York
(12/14/2023)

Oklahoma
(5/16/2024)

Oregon
(5/20/2024)

South Carolina
(5/3/2024)

Texas
(5/13/2024)

Exams

State Security Law Exam

Series 63

Date: 11/13/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/4/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/23/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 4/12/1984

Interest Rate Options Examination

SRO Registrations

FINRA

Current Firm

REDMONT CAPITAL MARKETS LLC

CRD#: 300536 / SEC#: , 8-70291

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209

Mailing Address

820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209

Phone number

(205) 943-5125

Established

Delaware since 12/20/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
REDMONT & COMPANY LLC	SOLE MEMBER
HODGES, PHILIP LAWTON	PRINCIPAL	6042367
SELLERS, DOUGLAS	PRESIDENT/CEO/FINOP/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	1402695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George C. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Charles Kaiser JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERIGEE SECURITIES LP

TAG WEALTH MANAGEMENT, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

B. RILEY WEALTH MANAGEMENT

BUSH O'DONNELL INVESTMENT ADVISORS, INC

A. G. EDWARDS & SONS, INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/2018

Series 7

Date: 10/4/2018

SIE

Date: 9/29/2015

Series 3

Date: 7/23/1990

Series 5

Date: 4/12/1984

FINRA

Current Firm

REDMONT CAPITAL MARKETS LLC

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

REDMONT CAPITAL MARKETS LLC

TRUST BUT VERIFY

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