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DS

Douglas Sellers

REDMONT CAPITAL MARKETS LLC
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 1402695
DS

Professional summary

Douglas Sellers, who also goes by Doug Sellers, Douglas Cousins Sellers, is a registered financial professional currently at REDMONT CAPITAL MARKETS LLC located in Nashville, Tennessee.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1985. Douglas has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 79TO, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Doug Sellers | Douglas Cousins Sellers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Sellers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2021 - Present

REDMONT CAPITAL MARKETS LLC

Office #1: 611 Commerce Street Suite 2702, Nashville, TN 37203
BD
CRD#: 300536
Nashville, TN
Past

December 7, 1987 - January 8, 2015

MERCHANT CAPITAL, L.L.C.

BD
CRD#: 5680
MONTGOMERY, AL
Past

October 22, 1985 - December 7, 1987

THE FRAZER LANIER COMPANY, INCORPORATED

BD
CRD#: 7089
MONTGOMERY, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/16/2021)
RR
Arkansas
(9/16/2024)
RR
Colorado
(12/13/2023)
RR
Georgia
(5/31/2024)
RR
Idaho
(12/13/2023)
RR
Illinois
(7/2/2024)
RR
Indiana
(10/21/2024)
RR
Iowa
(5/20/2024)
RR
Kentucky
(12/13/2023)
RR
Louisiana
(12/13/2023)
RR
Mississippi
(12/14/2023)
RR
New York
(12/13/2023)
RR
North Carolina
(12/13/2023)
RR
Oklahoma
(5/16/2024)
RR
Oregon
(5/20/2024)
RR
South Carolina
(5/3/2024)
RR
Tennessee
(9/22/2021)
RR
Texas
(5/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/23/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/12/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/25/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/11/2020
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/17/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RC
REDMONT CAPITAL MARKETS LLC
REDMONT CAPITAL MARKETS LLC

CRD#: 300536 / SEC#: , 8-70291

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Mailing Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Phone number
(205) 943-5125
Established
Delaware since 12/20/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REDMONT & COMPANY LLCSOLE MEMBER
HODGES, PHILIP LAWTONPRINCIPAL6042367
SELLERS, DOUGLASPRESIDENT/CEO/FINOP/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER1402695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDMONT CAPITAL MARKETS LLC

CRD#: 300536Nashville, TN 37203

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