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FIRM PROFILE
Overview
STATE STREET GLOBAL MARKETS, LLC is located at One Congress Street, Suite 1, Boston, MA 02114-2016 and was first established at Boston, Delaware in 10/07/2016. After operating for 9 years, STATE STREET GLOBAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STATE STREET GLOBAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. STATE STREET GLOBAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STATE STREET GLOBAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STATE STREET GLOBAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STATE STREET GLOBAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STATE STREET GLOBAL MARKETS, LLC Comes From
Understanding the Statistics for STATE STREET GLOBAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Congress Street, Suite 1, Boston, MA 02114-2016
One Congress Street, Suite 1, Boston, MA 02114-2016
Small
(617) 664-3619
Delaware since 10/07/2016
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | ||
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 | |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 | |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 | |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 | |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 | |
| MCKEON, ROBERT A | DIRECTOR | 7638847 | |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 | |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 | |
| SOR, LY | DIRECTOR | 7996223 | |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
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Advisor's working at STATE STREET GLOBAL MARKETS, LLC
Brendan Patrick Dwyer
Martin Robert Fischer
Robert J Arrix
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