RA
Robert J. Arrix
STATE STREET GLOBAL MARKETS
NEW YORK, NY 10022
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CRD#: 1619051
RA
Professional summary
Robert J Arrix, who also goes by Robert Joseph Arrix Jr, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 11 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Joseph Arrix Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert J Arrix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: 601 Lexington Ave, New York, NY 10022BD
CRD#: 285852
NEW YORK, NY
Past
November 16, 2010 - December 6, 2023
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
July 18, 2008 - August 13, 2010
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
March 30, 2006 - June 9, 2008
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
May 22, 2002 - April 4, 2006
INSTITUTIONAL DIRECT INC.
BD
CRD#: 23019
NEW YORK, NY
Past
April 1, 2002 - May 1, 2002
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
NEW YORK, NY
Past
December 8, 1997 - April 1, 2002
AUTRANET, LLC
BD
CRD#: 8192
JERSEY CITY, NJ
Past
March 22, 1996 - November 25, 1997
CAPIS
BD
CRD#: 7551
DALLAS, TX
Past
February 16, 1994 - May 8, 1995
CHASE SECURITIES, INC.
BD
CRD#: 10793
NEW YORK, MD
Past
August 28, 1991 - November 30, 1993
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
April 10, 1987 - July 31, 1991
MANUFACTURERS HANOVER SECURITIES CORPORATION
BD
CRD#: 14434
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2025)
RR
Alaska(8/26/2025)
RR
Arizona(8/26/2025)
RR
Arkansas(8/26/2025)
RR
California(8/26/2025)
RR
Colorado(8/26/2025)
RR
Connecticut(8/26/2025)
RR
Delaware(8/26/2025)
RR
District of Columbia(8/26/2025)
RR
Florida(8/26/2025)
RR
Georgia(8/26/2025)
RR
Hawaii(8/26/2025)
RR
Idaho(8/26/2025)
RR
Illinois(8/26/2025)
RR
Indiana(8/26/2025)
RR
Iowa(8/26/2025)
RR
Kansas(8/26/2025)
RR
Kentucky(8/26/2025)
RR
Louisiana(8/26/2025)
RR
Maine(8/26/2025)
RR
Maryland(8/26/2025)
RR
Massachusetts(8/26/2025)
RR
Michigan(8/26/2025)
RR
Minnesota(8/26/2025)
RR
Mississippi(8/26/2025)
RR
Missouri(8/26/2025)
RR
Montana(8/26/2025)
RR
Nebraska(8/26/2025)
RR
Nevada(8/26/2025)
RR
New Hampshire(8/26/2025)
RR
New Jersey(8/26/2025)
RR
New Mexico(8/26/2025)
RR
New York(8/26/2025)
RR
North Carolina(8/26/2025)
RR
North Dakota(8/26/2025)
RR
Ohio(8/27/2025)
RR
Oklahoma(8/26/2025)
RR
Oregon(8/26/2025)
RR
Pennsylvania(8/26/2025)
RR
Puerto Rico(8/26/2025)
RR
Rhode Island(8/26/2025)
RR
South Carolina(8/26/2025)
RR
South Dakota(8/26/2025)
RR
Tennessee(8/26/2025)
RR
Texas(8/26/2025)
RR
Utah(8/26/2025)
RR
Vermont(8/26/2025)
RR
Virgin Islands(8/26/2025)
RR
Virginia(8/26/2025)
RR
Washington(8/26/2025)
RR
West Virginia(8/26/2025)
RR
Wisconsin(8/26/2025)
RR
Wyoming(8/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SS
STATE STREET GLOBAL MARKETS, LLC
STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC
CRD#: 285852 / SEC#: , 8-69862
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Mailing Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Phone number
(617) 664-3619
Established
Delaware since 10/07/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
