Martin R. Fischer

STATE STREET GLOBAL MARKETS

Boston, MA 02114-2016

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CRD#: 1692872

Professional summary

Martin Robert Fischer, who also goes by Martin Robert Fishcer, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1989. Martin has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Martin Robert Fishcer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Robert Fischer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2017 - Present

STATE STREET GLOBAL MARKETS, LLC

Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016

CRD#: 285852

Boston, MA

Past

July 6, 1998 - May 1, 2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

September 4, 1990 - June 9, 1998

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

April 18, 1989 - November 11, 1989

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/1/2017)

Exams

State Security Law Exam

Series 63

Date: 5/9/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/12/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2002

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

STATE STREET GLOBAL MARKETS, LLC

STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC

CRD#: 285852 / SEC#: , 8-69862

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Mailing Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Phone number

(617) 664-3619

Established

Delaware since 10/07/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STATE STREET CORPORATION	PARENT COMPANY
BAMBINO, JOHN JOSEPH	CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER	4237874
CHARLAND, JOSEPH LEONARD	DIRECTOR	5183891
FISCHER, MARTIN ROBERT	CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	1692872
FORTUNA, GREGORY PAUL	DIRECTOR	3168105
MAXHAM, DAVID GOULD	DIRECTOR	6372664
MCKEON, ROBERT A	DIRECTOR	7638847
MORGAN, DANIEL ROBERT	CHIEF EXECUTIVE OFFICER	2743457
SIGLAIN, TARYN ANN	DIRECTOR	5163466
SOR, LY	DIRECTOR	7996223
TRABUCCO, MARK RUSSELL	CHIEF COMPLIANCE OFFICER	4856280

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin R. Fischer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Robert Fischer's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

NATIXIS SECURITIES AMERICAS LLC

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/1989

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/12/2001

Series 7

Date: 4/15/1989

Series 24

Date: 10/14/2002

FINRA

NYSE American LLC

Nasdaq BX, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

STATE STREET GLOBAL MARKETS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STATE STREET GLOBAL MARKETS, LLC

TRUST BUT VERIFY

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