Mark R. Trabucco
Professional summary
Mark Russell Trabucco is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts and CHARLES RIVER BROKERAGE, LLC located in Burlington, Massachusetts.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2004. Mark has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 55, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Russell Trabucco's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2017 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016January 3, 2019 - Present
CHARLES RIVER BROKERAGE, LLC
Office #1: 700 District Ave 4th Floor, Burlington, MA 01803April 26, 2024 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: One Congress Street, Boston, MA 02114June 15, 2012 - May 1, 2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
December 5, 2008 - April 12, 2012
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
November 18, 2004 - May 24, 2005
PERSHING ADVISOR SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2005
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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Company Information
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107Boston, MA 02114-2016TRUST BUT VERIFY
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