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CRD#: 23189
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MISSIONSQUARE INVESTMENT SERVICES is located at 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240 and was first established at Philadelphia, Delaware in 12/31/1998. After operating for 27 years, MISSIONSQUARE INVESTMENT SERVICES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MISSIONSQUARE INVESTMENT SERVICES’s clients are individuals and 0% of their clients are high net worth individuals. MISSIONSQUARE INVESTMENT SERVICES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MISSIONSQUARE INVESTMENT SERVICES are registered to handle securities or provide financial advice. The firm has 5 disclosures, 3 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MISSIONSQUARE INVESTMENT SERVICES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MISSIONSQUARE INVESTMENT SERVICES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MISSIONSQUARE INVESTMENT SERVICES Comes From

Understanding the Statistics for MISSIONSQUARE INVESTMENT SERVICES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Arbitration
2

FIRM INFORMATION

Main Address
777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
Mailing Address
777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
Firm Size
Medium
Phone Number
(202) 962-4600
Established
Delaware since 12/31/1998
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENTMEMBER/OWNER
GANEY, PETER DAVIDSONMANAGER2282691
HOGENDORN, SHANNON DANIELCHIEF OPERATIONS OFFICER3221945
HOGENDORN, SHANNON DANIELPRINCIPAL MANAGER3221945
RICHARDS, CLIFF LAWRENCECHIEF COMPLIANCE OFFICER2974428
WHITTY, RICHARD PATRICKTREASURER/FINOP1988149

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Advisor's working at MISSIONSQUARE INVESTMENT SERVICES

Zachary Pitman

Zachary Pitman

Zachary Lyle Pitman
IAR
RR
CRD#: 7259933
Location:
Lakewood, CO
Company:
MISSIONSQUARE RETIREMENT
Disclosures:
Experience:
5 years
View Profile
Paul Hellman

Paul Hellman

Paul Stuart Hellman
IAR
RR
CRD#: 6312902
CFP®: Certified Financial Planner
Location:
Forest Hills, NY
Company:
MISSIONSQUARE RETIREMENT
Disclosures:
Experience:
11 years
View Profile
RM

Ronald Alan Mentzer

Ron Mentzer
IAR
RR
CRD#: 1694609
Location:
Richmond, VA
Company:
MISSIONSQUARE RETIREMENT
Disclosures:
Experience:
38 years
View Profile
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