Ronald A. Mentzer
Professional summary
Ronald Alan Mentzer, who also goes by Ron Mentzer, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Richmond, Virginia and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Alan Mentzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
MISSIONSQUARE RETIREMENT
January 2, 2019 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240February 2, 2016 - December 19, 2018
CAPITOL SECURITIES MANAGEMENT, INC.
October 27, 2015 - December 19, 2018
CAPITOL SECURITIES MANAGEMENT, INC.
May 3, 2012 - May 29, 2014
WASHINGTON SECURITIES CORPORATION
March 4, 2009 - April 15, 2010
FULCRUM SECURITIES, LLC
June 27, 2003 - June 25, 2008
BI INVESTMENTS, LLC
March 20, 2000 - July 3, 2001
METLIFE INVESTORS DISTRIBUTION COMPANY
October 9, 1998 - March 29, 2000
GUARANTY BROKERAGE SERVICES, INC.
March 23, 1994 - January 28, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
January 7, 1992 - May 14, 1993
MARKETING ONE SECURITIES, INC.
January 18, 1988 - February 4, 1992
PRUCO SECURITIES, LLC.
July 22, 1987 - October 14, 1987
SHERWOOD CAPITAL, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2019)
(1/8/2019)
(1/2/2019)
(1/2/2019)
Exams
Series 8
Date: 5/5/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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