Paul Hellman
Professional summary
Paul Hellman, CFP®, who also goes by Paul Stuart Hellman, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Forest Hills, New York and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Paul has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Hellman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
July 19, 2023 - Present
MISSIONSQUARE RETIREMENT
July 19, 2023 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240March 23, 2022 - July 6, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 1, 2019 - January 4, 2022
ERNST & YOUNG INVESTMENT ADVISERS LLP
February 8, 2018 - December 27, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 19, 2014 - January 23, 2018
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2023)
(7/19/2023)
Exams
Series 7TO
Date: 9/20/2022
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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