Zachary Pitman

MISSIONSQUARE RETIREMENT

Lakewood, CO

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CRD#: 7259933

Professional summary

Zachary Pitman, who also goes by Zachary Lyle Pitman, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Lakewood, Colorado and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zachary Lyle Pitman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Leadership Evergreen. Non-investment related. Address: is PO Box 963 Evergreen, CO 80437. Nature of business: Nonprofit organization offering leadership curriculum to members of the community. Position: Board Member. Start Date: 2/21/2023. Number of hours per month devoted to other business: 2; during securities trading hours 0. Duties: Helping with decision making as a board member, help with technology and the organization of the business' finances.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Pitman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2022 - Present

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Lakewood, CO

Current

December 20, 2022 - Present

MISSIONSQUARE INVESTMENT SERVICES

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

May 17, 2021 - December 2, 2022

EDWARD JONES

RIA

CRD#: 250

Idaho Springs, CO

Past

April 26, 2021 - December 2, 2022

EDWARD JONES

CRD#: 250

Idaho Springs, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(12/20/2022)

IAR

Colorado
(12/20/2022)

IAR

Iowa
(12/2/2024)

IAR

Kansas
(12/2/2024)

IAR

Minnesota
(12/2/2024)

IAR

Missouri
(12/2/2024)

IAR

Nebraska
(12/2/2024)

IAR

North Dakota
(12/2/2024)

IAR

South Dakota
(12/2/2024)

IAR

Wyoming
(11/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/22/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDED PATHWAYS ADVISORY SERVICES (10/30/2025)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Zachary Pitman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Pitman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2021

Series 7TO

Date: 4/24/2021

SIE

Date: 12/22/2020

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

Contact information

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