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FIRM PROFILE
Overview
BANKERS LIFE SECURITIES, INC. is located at 303 E Wacker Drive 5th Fl, Chicago, IL 60601 and was first established at Chicago, Indiana in 07/31/2014. After operating for 11 years, BANKERS LIFE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BANKERS LIFE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BANKERS LIFE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BANKERS LIFE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BANKERS LIFE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BANKERS LIFE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BANKERS LIFE SECURITIES, INC. Comes From
Understanding the Statistics for BANKERS LIFE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
303 E Wacker Drive 5th Fl, Chicago, IL 60601
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Large
(844) 553-9083
Indiana since 07/31/2014
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CDOC, INC. | PARENT COMPANY | ||
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 | |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 | |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 | |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 | |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 | |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 | |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 | |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
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Advisor's working at BANKERS LIFE SECURITIES, INC.
Scott Andrew Cole
James William Dillistone SR
Jordan David Wright
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