Clark B. Tucker

TOYOTA FINANCIAL SERVICES SECURITIES USA

Plano, TX 75024

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CRD#: 1977842

Professional summary

Clark Bomar Tucker, who also goes by Clark B. Tucker, is a registered financial professional currently at TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION located in Plano, Texas and RSP INVESTMENTS, LLC located in Washington, District Of Columbia.

Clark is registered as a RR (Registered Representative) and started their career in finance in 1989. Clark has worked at 32 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Clark B. Tucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clark Bomar Tucker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2013 - Present

TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION

Office #1: 6565 Headquarters Drive W2-3a-3d, Plano, TX 75024Office #2: 6565 Headquarters Drive W2-3a-3d, Plano, TX 75024

CRD#: 135978

Plano, TX

Current

November 5, 2013 - Present

RSP INVESTMENTS, LLC

Office #1: 2550 M Street Nw Suite 321, Washington, DC 20037

CRD#: 161622

Washington, DC

Current

April 6, 2015 - Present

OLSEN PALMER LLC

Office #1: 1015 15th Street, Nw Suite 350, Washington, DC 20005

CRD#: 166536

WASHINGTON, DC

Current

December 16, 2015 - Present

SCENIC ADVISEMENT

Office #1: 915 Battery Street 1st Floor, San Francisco, CA, 94111

CRD#: 169716

San Francisco, CA

Current

October 31, 2018 - Present

SEALION CAPITAL, LLC

Office #1: 1606 N New Jersey Street, Indianapolis, IN 46202

CRD#: 171807

INDIANAPOLIS, IN

Current

February 28, 2019 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601

CRD#: 173962

Chicago, IL

Current

January 20, 2021 - Present

CARTY, HARDING & HEARN, INC.

Office #1: 6263 Poplar Avenue Suite 800, Memphis, TN 38119

CRD#: 7001

Memphis, TN

Current

April 27, 2022 - Present

HEDGEMARK SECURITIES LLC

Office #1: 300 Park Avenue 22nd Floor, New York, NY 10022

CRD#: 164503

New York, NY

Current

June 28, 2024 - Present

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 71 S. Wacker Drive 31st Floor, Chicago, IL 60606

CRD#: 292521

Chicago, IL

Past

September 25, 2023 - November 18, 2024

MIAC CAPITAL MARKETS LLC

CRD#: 172661

NEW YORK, NY

Past

January 18, 2023 - April 21, 2023

GOODFILL USA, LLC

CRD#: 317610

NEW YORK, NY

Past

August 20, 2021 - February 15, 2024

HUDSON EXECUTIVE SECURITIES LLC

CRD#: 312594

NEW YORK, NY

Past

October 22, 2019 - November 16, 2022

CHAPIN, DAVIS

CRD#: 28116

BALTIMORE, MD

Past

August 22, 2019 - September 3, 2025

LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578

COLUMBUS, OH

Past

July 10, 2017 - May 16, 2019

ZYNCAP SECURITIES, LLC

CRD#: 288813

SAUSALITO, CA

Past

December 7, 2016 - May 7, 2020

ACQUIOM FINANCIAL LLC

CRD#: 170074

DENVER, CO

Past

August 9, 2016 - December 31, 2016

PACIFIC GATE ADVISORS, LLC

CRD#: 16589

BRENTWOOD, TN

Past

September 28, 2015 - November 24, 2015

YR SECURITIES LLC

CRD#: 174708

NORFOLK, VA

Past

September 11, 2015 - February 28, 2017

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

September 2, 2015 - November 2, 2016

MIP GLOBAL, INC.

CRD#: 164640

SAN JUAN, PR

Past

August 7, 2015 - January 2, 2019

FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC

CRD#: 170845

FORT MILL, SC

Past

July 6, 2015 - July 21, 2023

MIAC CAPITAL MARKETS LLC

CRD#: 172661

NEW YORK, NY

Past

March 25, 2015 - April 5, 2016

ACQUIOM FINANCIAL LLC

CRD#: 170074

DENVER, CO

Past

December 8, 2014 - November 23, 2015

PJT PARTNERS LP

CRD#: 171058

NEW YORK, NY

Past

August 21, 2014 - February 3, 2015

REGIONS SECURITIES LLC

CRD#: 159475

ATLANTA, GA

Past

July 22, 2014 - May 11, 2015

KSBD, LLC

CRD#: 169363

GLEN ALLEN, VA

Past

July 14, 2014 - April 10, 2017

FIRST BROKERAGE AMERICA, L.L.C.

CRD#: 43431

CLAYTON, MO

Past

May 16, 2014 - August 7, 2014

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

February 6, 2014 - July 29, 2014

FLORIDA INVESTMENT ADVISORS

CRD#: 109492

TAMPA, FL

Past

January 13, 2014 - August 7, 2014

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ATLANTA, GA

Past

July 25, 2013 - November 7, 2013

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 19, 2002 - July 15, 2011

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA

CRD#: 17086

BIRMINGHAM, AL

Past

June 12, 2002 - June 24, 2002

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA

CRD#: 17086

BIRMINGHAM, AL

Past

September 29, 1999 - November 8, 2011

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

September 15, 1994 - September 15, 1999

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

February 11, 1991 - August 30, 1994

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

August 10, 1989 - September 13, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/16/2015)

Exams

State Security Law Exam

Series 63

Date: 8/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/9/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 5/17/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/18/1993

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/1993

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/5/1991

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 292521 / SEC#: , 8-70078

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

Mailing Address

71 S. Wacker Drive 31st Floor, Chicago, IL 60606

Phone number

(312) 726-0677

Established

Delaware since 03/28/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MILLIMAN, INC.	MEMBER
CAMPBELL, ROBERT	CFO/FINOP	1349154
MATHEWS, WESLEY PAUL	PRESIDENT & EXECUTIVE REP.	4561006
SCHWALJE, GLENN SCOTT	CCO	2441501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clark B. Tucker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clark Bomar Tucker's CRS (Customer Relationship Summary).

Certified licenses

Experience

RSP INVESTMENTS, LLC

OLSEN PALMER LLC

SCENIC ADVISEMENT

SEALION CAPITAL, LLC

BANKERS LIFE SECURITIES, INC.

CARTY, HARDING & HEARN, INC.

HEDGEMARK SECURITIES LLC

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

MIAC CAPITAL MARKETS LLC

GOODFILL USA, LLC

HUDSON EXECUTIVE SECURITIES LLC

CHAPIN, DAVIS

LAZEAR CAPITAL SECURITIES, LLC

ZYNCAP SECURITIES, LLC

ACQUIOM FINANCIAL LLC

PACIFIC GATE ADVISORS, LLC

YR SECURITIES LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

MIP GLOBAL, INC.

FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC

MIAC CAPITAL MARKETS LLC

ACQUIOM FINANCIAL LLC

PJT PARTNERS LP

REGIONS SECURITIES LLC

KSBD, LLC

FIRST BROKERAGE AMERICA, L.L.C.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

FLORIDA INVESTMENT ADVISORS

THE STRATEGIC FINANCIAL ALLIANCE, INC.

LPL FINANCIAL LLC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

AMSOUTH INVESTMENT SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1989

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/13/1993

Series 6

Date: 8/9/1989

Series 14

Date: 1/2/2023

Series 4

Date: 5/17/1995

Series 53

Date: 11/18/1993

Series 24

Date: 3/2/1993

Series 27

Date: 8/5/1991

FINRA

Current Firm

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information