James W. Dillistone

BANKERS LIFE ADVISORY SERVICES

Pocatello, ID 83201

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CRD#: 1556514

Professional summary

James William Dillistone SR, who also goes by Jim Dillistone, James William Dillistone, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Pocatello, Idaho and BANKERS LIFE SECURITIES, INC. located in Pocatello, Idaho.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Dillistone | James William Dillistone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS LIFE AND CASUALTY POSITION: Branch Sales Manager/Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 11/01/2004 ADDRESS: 861 Jefferson Ave ste 1, Pocatello ID 83201, United States DESCRIPTION: Recruit and train insurance agent. Non Variable insurance sales and service. RIVERSIDE ESTATES HOA POSITION: Treasurer NATURE: The HOA collects dues and pays for:Lawn CareSnow removalWater, sewer, and trash removalExterior of buildings including roofs INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2024 ADDRESS: 2850 Bannock Hwy UnitM, Pocatello ID 83204, United States DESCRIPTION: RecordHOA duesPay billsManage Savings for insurance and roof replacement.Keep financial records

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Dillistone SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2020 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 861 Jefferson Street Ste A ,, Pocatello, ID 83201

RIA

CRD#: 281285

Pocatello, ID

Current

May 5, 2017 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 861 Jefferson Street Ste A, Pocatello, ID 83201

CRD#: 173962

Pocatello, ID

Past

April 11, 2005 - December 31, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHICAGO, IL

Past

August 26, 2003 - December 3, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

August 3, 2000 - July 2, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

August 8, 1996 - August 21, 1998

U.S.-WORLDWIDE FINANCIAL SERVICES, INC.

CRD#: 19612

WACO, TX

Past

March 15, 1993 - August 5, 1996

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

August 1, 1988 - February 17, 1993

U.S.-WORLDWIDE FINANCIAL SERVICES, INC.

CRD#: 19612

WACO, TX

Past

June 30, 1988 - October 4, 1988

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

February 16, 1987 - September 28, 1988

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

November 6, 1986 - November 11, 1986

MONY SECURITIES CORPORATION

CRD#: 4386

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Idaho
(7/26/2017)

IAR

Idaho
(5/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/5/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/19/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Dillistone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Dillistone SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

TRANSAMERICA FINANCIAL ADVISORS, LLC

U.S.-WORLDWIDE FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

U.S.-WORLDWIDE FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

ADVANTAGE CAPITAL CORPORATION

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2020

Series 63

Date: 5/11/2017

SIE

Date: 10/1/2018

Series 6

Date: 5/5/2017

Series 7

Date: 1/19/1991

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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